Ultra Advisory Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$140,608,857
Clients
73
Advisors
1
of 1 employees
About
The firm provides discretionary investment management, comprehensive financial planning, and retirement-plan advisory services to individuals, high‑net‑worth households, family offices, and institutional clients such as trusts, estates, charitable organizations and corporate plans. It also offers plan‑level services to employer‑sponsored retirement plans, including ERISA 3(38) investment‑manager arrangements and participant education and consulting.
Investment programs are customized around asset allocation and diversification, typically implemented with ETFs and mutual funds but occasionally using individual stocks, bonds and limited partnership interests where appropriate. The firm applies fundamental analysis, modern portfolio theory and cyclical analysis, conducts periodic rebalancing, and may engage third‑party sub‑advisors with ongoing due diligence and consolidated reporting from custodial feeds and an integrated reporting platform.
What is distinctive is that the firm sponsors a wrap fee program (AnchorPoint) and offers that program across multiple custodians, a service model that is uncommon among independent advisers. The firm also discloses that its principal holds an insurance license and manages related conflicts, and it provides financial planning at no additional charge to clients who engage its investment management services.
Client services
Expertise
Occupation focus
Fee options
$0 - $999,999: 1.25% $1,000,000 - $1,999,999: 1.00% $2,000,000 - $9,999,999: 0.75% $10,000,000 - $19,999,999: 0.50% $20,000,000 - $29,999,999: 0.40% $30,000,000 - $39,999,999: 0.35% $40,000,000 - $49,999,999: 0.30% $50,000,000+: 0.25%
Standard financial planning and consulting services are complimentary for clients that have investment management services. No specific hourly rate stated explicitly.
Account minimum: $1,000,000
Main office
5 Park Plaza, Ste. 210
Irvine CA 92614
Advisors at this office
1
Most active in
California · New Hampshire · Texas
Also doing business as
Ultra Advisory Group · Ultra Advisory Group LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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