Ultra Advisory Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$140,608,857
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
73
48% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
73
Very HighAverage account size
$1,926,149
About
Ultra Advisory Group provides discretionary investment management, financial planning, and retirement plan advisory services for affluent individuals, family offices, trusts, estates, charitable organizations and plan sponsors. The firm works with both individual accounts and employer-sponsored retirement plans, and may engage third‑party sub‑advisors as part of its managed solutions.
The firm constructs customized portfolios using asset allocation informed by modern portfolio theory, fundamental analysis and cyclical analysis, and invests across ETFs, mutual funds, individual equities, fixed income and, in some cases, limited partnership interests. Portfolios are monitored and rebalanced to policy ranges, with periodic reviews and client reporting delivered through third‑party systems and due diligence/oversight applied to any selected managers.
Distinctive features include sponsorship of a wrap fee program called Anchor Point, which the brochure notes uses different custodians and is an uncommon arrangement for solo independent advisers. The firm also reports a relatively large discretionary AUM for a small client base, offers complimentary financial planning to managed clients, discloses that a principal is licensed to place insurance products (with related conflicts disclosed), and provides both retirement plan consulting and ERISA 3(38) discretionary investment manager services to plan sponsors.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
Social Security optimization
Charitable giving tax strategies
Tax-loss harvesting
Long-term care insurance
Occupation focus
Founder/Business Owner
Fee options
$0 - $999,999: 1.25% $1,000,000 - $1,999,999: 1.00% $2,000,000 - $9,999,999: 0.75% $10,000,000 - $19,999,999: 0.50% $20,000,000 - $29,999,999: 0.40% $30,000,000 - $39,999,999: 0.35% $40,000,000 - $49,999,999: 0.30% $50,000,000+: 0.25%
Account minimum: $1,000,000
Main office location
Ultra Advisory Group
19800 Macarthur Blvd, Ste. 300
Irvine CA 92612, United States
Number of offices
1
Most active in
Ultra Advisory Group has reported serving >5 clients in these states in the last 12 months.
California · New Hampshire · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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