Horoky Private Wealth, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Horoky Private Wealth, LLC provides discretionary portfolio management and retirement‑account fiduciary services to individuals and high‑net‑worth individuals, delivering customized Investment Policy Statements and ongoing portfolio monitoring. The firm is newly formed and currently reports no assets or clients; it offers asset‑based advisory services and does not impose an account minimum.
The firm’s investment process combines fundamental analysis, modern portfolio theory and quantitative methods applied through a long‑term trading approach, with recommendations generally limited to mutual funds, equities, fixed income, ETFs (including precious‑metals ETFs), TIPS and insurance products such as annuities. Accounts are typically managed on a discretionary basis and allocations are tailored to each client’s objectives, risk tolerance and other circumstances, with model allocations used where appropriate.
Distinctive operational features include an affiliation with an insurance business — the firm’s principal is a licensed insurance agent and the firm discloses that recommended insurance products may generate commissions and related conflicts, which it documents for clients. The firm also requires clients to custody assets with a specified custodian (Altruist Financial), does not utilize third‑party sub‑advisers, and currently reports no AUM or client relationships, all of which differentiate it from many peers.
Client services
Expertise
Fee options
1.50% annually
Main office
2410 Edison Rd, Suite 200
South Bend IN 46615
Advisors at this office
1
Most active in
Indiana · Michigan · Texas
Also doing business as
Horoky Private Wealth, LLC · Uncharted Wave Wealth Advisors LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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