A complete list of active advisors currently associated with Unger Financial

Warmer can help you find a great advisor at Unger Financial or one who fits your needs even better.

Unger Financial provides investment advisory and financial planning services primarily to individual and high‑net‑worth clients, and also serves corporate or business clients. Services include discretionary and non‑discretionary portfolio management, written investment strategies, managed account programs, and financial planning consulting. The firm’s investment process is centered on asset allocation and suitability-based portfolios, using approaches such as long‑ and short‑term purchases, technical analysis, and dollar‑cost averaging while considering clients’ time horizon and risk tolerance. It also integrates alternative investments into client oversight and has added venture capital/private equity as a strategy, with private offerings limited to suitable, accredited investors and accompanied by specific risk disclosures. Noteworthy aspects relative to peers include the firm’s launch of affiliated venture capital activities and ownership of the general partner (SFV Manager, LLC) for deal‑specific limited partnerships (for example, Solid Financial Ventures – Amplifica, LP) targeting early‑stage medtech and animal‑health opportunities, a structure the brochure identifies as creating material conflicts of interest that the firm discloses and manages. The brochure also discloses that the firm’s owner is a licensed insurance agent who may offer commissionable insurance products, and notes the advisor manages roughly $16.83 million for about 66 clients, indicating a relatively small AUM scale alongside these atypical venture and insurance activities.

To learn more about the advisors currently working at Unger Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.