Union Capital Company

Noemi Ortega is a financial advisor at Union Capital Company with 27 years of industry experience. She holds Series 63 and Series 65 designations and has been with Union Capital Company since 2007. The firm provides portfolio management and advisory services to individuals, trusts, estates, charitable organizations, and corporations. Union Capital Company uses a process-oriented approach that incorporates modern portfolio theory and offers both discretionary and non-discretionary management, employing a range of investment strategies including mutual funds, ETFs, and covered-call overlays.

Francisco Almada is a financial advisor at Alamos Capital, LLC with 34 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Hilltop Capital Company, Northeast Securities, Inc., and Union Capital Company. Almada is also the principal and investment advisor of Alamos Capital, Fund Advisor, an SEC-registered investment advisor. Alamos Capital, LLC serves as the investment manager and general partner to a single private pooled investment vehicle. The firm employs a macro-oriented investment approach that combines discretionary and quantitative methods across multiple asset classes, emphasizing risk management through portfolio-level limits and independent oversight.

Samuel Almada is a financial advisor at Alamos Capital, LLC with two years of industry experience. He holds Series 63 and Series 65 licenses and has prior experience at Union Capital Company and in education. Almada is also involved in trading and market research activities. Alamos Capital, LLC serves as investment manager and general partner to a single private pooled investment vehicle, focusing on discretionary portfolio management and fund administration. The firm employs a macro-oriented investment approach that combines discretionary and quantitative methods across multiple asset classes, emphasizing risk management through portfolio-level limits and independent oversight.

Joseph Bodkin is a financial advisor at Union Capital Company with 55 years of industry experience. He has been with Union Capital Company since 2000. Bodkin holds Series 63 and Series 65 licenses. Union Capital Company provides portfolio management and advisory services to individuals, trusts, estates, charitable organizations, and corporations. The firm employs a process-driven approach using modern portfolio theory and offers both discretionary and non-discretionary services through a dual broker-dealer and registered investment adviser model.

Richard Sladek is a financial advisor at Union Capital Company with 57 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated for 50 years before joining Union Capital Company in 2018. Union Capital Company provides portfolio management and advisory services to individuals, trusts, estates, charitable organizations, and corporations. The firm uses a process-oriented approach based on Markowitz modern portfolio theory, offering both discretionary and non-discretionary portfolio management across a range of investment strategies.

Steven Hill is a financial advisor with Union Capital Company, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. He has been with Union Capital Company since 2009. Outside of his advisory role, Hill is involved as a member and manager in several storage businesses, including Affordable Boat and RV Storage and related entities. Union Capital Company provides portfolio management and advisory services to individuals, trusts, estates, charitable organizations, and corporations. The firm employs Markowitz modern portfolio theory for asset allocation and offers both discretionary and non-discretionary services, operating as an SEC-registered investment adviser and a FINRA-member broker-dealer.

Joseph Eberle III is a financial advisor at Union Capital Company with 37 years of industry experience. He holds a Series 63 designation and has worked at Union Capital since 2021, following six years at Calton & Associates, Inc. Eberle has provided quarterly performance reviews for the Shelby County Schools Local Retirement Plan for over thirty years, preparing detailed reports on money managers’ performance. Union Capital Company offers portfolio management and advisory services to individuals, trusts, estates, charitable organizations, and corporations. The firm applies Markowitz modern portfolio theory to asset allocation and manages portfolios using a variety of investment vehicles on both discretionary and non-discretionary bases.

Edward Carpenter is a financial advisor with Union Capital Company in Tucson, AZ, holding Series 63, 65, and 66 licenses and bringing 25 years of industry experience. His career includes roles at Colonial Life Insurance, Humana, and various financial and insurance-related businesses. He is involved in insurance and fixed annuities through his own businesses, Money Benefit, PLLC and Final Expense Plus, PLLC. Union Capital Company provides portfolio management and advisory services to individuals, trusts, estates, charitable organizations, and corporations. The firm combines SEC-registered investment advisory services with a FINRA-member broker-dealer model, offering both discretionary and non-discretionary portfolio management using modern portfolio theory and a range of investment vehicles.

Larry Friedenberg is a financial advisor with Union Capital Company in Seguin, TX, holding a Series 63 designation and 39 years of industry experience. He has been with Union Capital Company since 2007 and has operated under his own name since 1996. In addition to his advisory role, he is licensed to sell life, health, and annuity insurance products. Union Capital Company provides portfolio management and advisory services to individuals, trusts, estates, charitable organizations, and corporations. The firm combines SEC-registered investment advisory and FINRA broker-dealer functions, applying modern portfolio theory and a range of investment strategies across discretionary and non-discretionary accounts.

Max Safdie is a financial advisor at Union Capital Company with 56 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Union Capital since 2017, following five years at Financial West Group. Union Capital Company provides portfolio management and advisory services to individuals, trusts, estates, charitable organizations, and corporations. The firm employs a structured investment process based on modern portfolio theory and offers both discretionary and non-discretionary management through a dual broker-dealer and registered investment adviser model.