Union Capital Management Corp
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$1,875,165
Clients
3
Advisors
1
of 1 employees
About
Union Capital Management Corp is a state-registered investment adviser that provides discretionary investment management to a small mix of clients including a Louisiana municipal/public fund, high-net-worth individuals and their retirement plans, and corporate accounts; it does not generally serve non‑high‑net‑worth retail individuals. The firm profiles and constructs portfolios with an emphasis on income and dividend-producing securities and, for public clients, statutorily restricted fixed‑income investments.
UCM tailors strategies to client objectives, using fundamental and sector analysis and favoring dividend- and interest‑paying stocks for individual accounts while holding government securities to maturity in the public fund account; exchange-traded funds are used primarily as hedges and sizable cash positions are maintained at times. Accounts are managed on a discretionary basis, reviewed monthly by the firm, and clients can impose investment restrictions or change objectives at any time.
What distinguishes UCM among similarly sized supported advisers is its ongoing management of a municipal/public fund in Louisiana — including a benchmark-linked compensation arrangement for that account — a client type and fee structure that are uncommon for firms in this category. The firm manages approximately $64,356,921 in assets for a relatively small client base, operates with a two-advisor team, does not accept commission-based compensation, and limits mutual fund use, resulting in a concentrated, income‑oriented practice.
Client services
Expertise
Occupation focus
Fee options
$0 - $1,000,000: 0.50% for fixed income accounts $0 - $1,000,000: 0.80% for balanced accounts (fixed income and stocks) $0 - $1,000,000: 1.00% for stock accounts $1,000,001 - $3,000,000: Not explicitly stated, implied negotiable for assets over $1,000,000 $3,000,001+: Fees are negotiable for assets over $3,000,000
For one public fund client: 20% of income earned above benchmark, paid semi-annually; no performance fees based on capital gains.
Account minimum: $1,000,000 Fee-only: Yes, fees only; no commissions accepted.
Main office
New Orleans LA
Advisors at this office
1
Most active in
Louisiana
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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