Uniplan Financial Investments Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Uniplan Financial Investments provides financial planning and consulting primarily to individual and high‑net‑worth clients and acts as a solicitor that refers client assets to third‑party money managers. The firm delivers written financial plans and ongoing liaison services — including investment, tax, estate and insurance reviews — but does not custody or directly manage client assets.
The firm’s advice is customized through documented investment objectives and use of fundamental, technical and cyclical analysis, and each client typically executes an investment policy or risk‑tolerance form; the firm does not exercise discretionary trading authority over client accounts. When clients are placed with third‑party managers, Uniplan reviews custodial statements quarterly and provides ongoing client support while the external manager implements portfolio decisions.
Notable differences from many peers include a disclosed solicitor agreement with an external registered adviser and a business model that relies on hourly or flat planning fees and solicitor compensation rather than charging percentage‑of‑assets advisory fees. The firm’s president maintains an active, licensed insurance practice that consumes more than half his time and that may produce insurance commissions for products recommended to clients; that relationship and the resulting conflicts are disclosed in the brochure.
Client services
Expertise
Fee options
Financial planning flat fees from $500 to $1,500 based on complexity
$0 - $500,000: 1.00% (UFI retention) plus 1.00% (FPI retention) = 2.00% max annual fee $500,001 - $999,999: 0.75% (UFI retention) plus 0.75% (FPI retention) = 1.50% max annual fee $1,000,000+: 0.50% (UFI retention) plus 0.50% (FPI retention) = 1.00% max annual fee $0 - $500,000: 1.30% (UFI retention) plus 1.30% (FPI retention) = 2.60% max annual fee (Flexible Fee Schedule Accounts) $500,001 - $999,999: 1.175% (UFI retention) plus 1.175% (FPI retention) = 2.35% max annual fee (Flexible Fee Schedule Accounts) $1,000,000+: 1.05% (UFI retention) plus 1.05% (FPI retention) = 2.10% max annual fee (Flexible Fee Schedule Accounts) All sizes+: 0.875% (UFI retention) plus 0.875% (FPI retention) = 1.75% max annual fee (Group Retirement Plan Accounts)
Commission from insurance products sold by Mr. Weber, ranging from 5% to 90% depending on product
$150 per hour for financial planning services
Fee-only: Financial planning flat fee between $500 and $1,500 based on complexity; hourly rate $150 per hour
Main office
14901 Quorum Drive, Suite 465
Dallas TX 75254
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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