Unique Investment Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Unique provides co‑advisory investment advice and retirement-plan services to individuals, corporations, business entities, and plan sponsors, and it also conducts public educational seminars and workshops. The firm serves as a liaison and ongoing support provider while recommending placement of client assets on a third‑party platform (Matson Money) rather than directly managing client accounts.
Investment guidance is delivered by recommending Matson Money’s asset‑allocation models, which the co‑advisor describes as based on Modern Portfolio and Efficient Market principles; Matson Money typically holds discretionary trading authority for the accounts. Unique documents client objectives, assists with investment policy statements and participant education, and reviews accounts periodically while relying on the co‑advisor for execution and custodial reporting.
Noteworthy features in the brochure include the principal’s substantial outside insurance practice (approximately 75% of their time) and ownership interests in other businesses, which the firm discloses as potential sources of commission income and manages through disclosure and internal policies. The firm also reports that it does not hold custody or direct AUM (it receives advisory fees via the co‑advisor arrangement) and limits its ERISA 3(21) services by excluding certain asset types such as employer securities, non‑public partnerships, and most direct real estate holdings.
Client services
Expertise
Fee options
$0+: Up to 1.0% annually for Unique Investment Advisors' advisory fee portion $0+: 0.50% per annum advisory fee charged by Matson Money as adviser to the Matson Fund $0+: Total combined fees charged to Client will not exceed 1.50% annually
Insurance commissions received by the principal from sales of insurance products (outside business activity), separate from advisory fees.
Main office
Phoenix AZ
Advisors at this office
2
Most active in
Arizona · California · Tennessee · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Anne E
ChFC®, Series 63, Series 65
Phoenix, AZ
Unique Investment Advisors, LLC
Anne Ertel Sawasky is a financial advisor with Unique Investment Advisors, LLC and holds the ChFC®, Series 63, and Series 65 designations. She has 10 years of industry experience and has worked at Unique Investment Advisors since 2025. She is also the owner and attorney of Sawasky Law LLC, a law practice established in 1997, and is involved with Quo Vadis Solutions LLC, a business consulting and insurance services firm. Unique Investment Advisors provides co-advisory investment advice and retirement-plan services to individuals, corporations, business entities, and plan sponsors. The firm collaborates with a third-party platform to implement investment strategies based on Modern Portfolio and Efficient Market principles, while supporting clients through education, policy development, and account reviews.
Angela V
Series 65
Phoenix, AZ
Unique Investment Advisors, LLC
Angela Valentine is a financial advisor at Unique Investment Advisors, LLC in Phoenix, AZ, holding a Series 65 designation with 14 years of industry experience. She has worked with multiple firms, including LifeTyme Financial Group and Allstar Financial Group, and maintains roles in Unique Business Planning, LLC and Sonoran Sky 1103 LLC. Unique Investment Advisors acts as a co-advisor on a third-party platform, providing ERISA 3(21) advisory services and hosting public seminars. The firm uses a fund-of-funds approach focused on asset allocation and periodic rebalancing, supporting clients through onboarding and ongoing reviews rather than discretionary trading.
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