A complete list of active advisors currently associated with United Asset Strategies Inc.

Warmer can help you find a great advisor at United Asset Strategies Inc. or one who fits your needs even better.

United Asset Strategies provides discretionary investment management, retirement-plan consulting, participant-directed brokerage services, and estate and financial planning for individuals, high-net-worth clients, and employer-sponsored retirement plans. The firm reports managing approximately $2.22 billion in client assets and serves both individual and institutional plan clients through a team-based advisory model. The firm emphasizes diversified, tailored portfolios that combine core holdings, core ETFs, opportunistic and shorter-term positions, hedging with options, and active fixed-income management including use of prime-brokerage access. UAS implements client-directed restrictions, uses stop and limit orders for risk management, and discloses that it engages in margin transactions and option strategies as part of its trading toolkit. UAS’s regulatory filing notes a distinct compliance structure: its chief compliance officer is an attorney who practices through a professional services corporation and also serves other advisory firms, an affiliation that is less common among peers. The firm also describes reliance on third‑party referral and marketing channels—including written referral arrangements with CPAs and estate‑planning lawyers and participation in the Schwab Advisor Network—which may involve referral fees, and it discloses the use of borrowing/margin in managed accounts.

To learn more about the advisors currently working at United Asset Strategies Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.