United Global Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides non-discretionary portfolio management and investment advice primarily to individual investors and to pooled investment vehicles, with a stated focus on capital appreciation. It reports approximately $45.4 million in assets under management across its client relationships.
UGA uses a mix of fundamental, technical, cyclical and quantitative analysis and may implement long‑term, short‑term, trading, balanced and buy‑and‑hold strategies depending on client objectives and risk tolerance. Accounts are managed on a non‑discretionary basis, requiring client approval before trades, and the firm discloses advisory activity for pooled vehicles that relies on a CFTC Rule 4.13 exemption filing for a partnership.
Compared with many peers, the firm highlights involvement with commodity‑related pooled activity and has taken regulatory steps tied to that activity, serves charitable organization clients, and its lead advisor holds outside industry roles including affiliated broker‑dealer registrations and active insurance and real estate licenses. These intersections of commodity‑pool exemption filings, nonprofit involvement, and multiple financial‑industry affiliations are less common among similar independent advisers.
Client services
Expertise
Fee options
1.0% - 2.0% per annum, billed quarterly at approximately 0.25% - 0.50% per quarter
Main office
9701 Wilshire Boulevard, Suite 1000
Beverly Hills CA 90212
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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