A complete list of active advisors currently associated with Universe, Inc.
Warmer can help you find a great advisor at Universe, Inc. or one who fits your needs even better.
Universe, Inc. provides discretionary investment supervisory services to individual clients and also offers ERISA fiduciary investment management and consulting for pension plans and corporate or business entities. The firm tailors advice through an initial assessment of clients’ risk tolerance, time horizon, income and tax considerations and also offers one‑on‑one consulting for clients who do not want ongoing management. The firm’s investment process relies primarily on fundamental analysis supplemented by technical, charting and cyclical methods, and it constructs custom portfolios using no‑load mutual funds and ETFs for core holdings with individual equities, bonds, REITs and MLPs in satellite positions. Universe generally favors long‑term holdings and diversification while retaining the flexibility to execute shorter‑term trades, options, margin transactions or other strategies when deemed appropriate. Noteworthy for a small independent advisory firm, Universe explicitly serves corporate and pension‑plan clients and provides ERISA fiduciary plan services alongside individual wealth management, a combination that is less common among peers. The firm discloses a formal Code of Ethics that limits personal trading to certain instruments and establishes information barriers around family accounts, and it recommends an institutional custodian whose support services the firm receives and discloses as a potential conflict.
To learn more about the advisors currently working at Universe, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Brooklyn, NY
| 5
|
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