A complete list of active advisors currently associated with Unlock Investments
Warmer can help you find a great advisor at Unlock Investments or one who fits your needs even better.
Unlock Investments provides discretionary investment advisory services to high‑net‑worth individuals through tailored portfolio management and managed account programs. The firm, formed in early 2024, reports approximately $210,000 in assets under management and a very small client roster. Its investment process emphasizes portfolio construction and risk‑managed strategies — including asset allocation, dollar‑cost averaging, technical analysis, and both long‑ and short‑term trading — with an explicit focus on preserving long‑term purchasing power. Performance is monitored against a blended benchmark (a 50/50 mix of the S&P 500 and NASDAQ as measured by Charles Schwab), and the firm discloses and structures compensation linked to client account performance and an annual high‑water mark in accordance with regulatory rules for qualified clients. What is distinctive about Unlock Investments relative to many independent peers is its use of performance‑based compensation and its disclosure/advertising of performance results, practices that are uncommon among firms in this category, especially given the firm’s modest AUM and few accounts. Additional operational features noted in the brochure — including the principal’s background in proprietary trading and data engineering and the firm’s pending selection of an independent custodian — further differentiate its profile from typical small advisers.
To learn more about the advisors currently working at Unlock Investments, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Walnut Creek, CA
| 7
|
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