Uplift Investing, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Uplift Investing Inc provides ongoing portfolio management to individuals (including high‑net‑worth clients) and serves other investment advisers by acting as a subadviser. The firm prepares an investment policy statement for each client and offers both discretionary and non‑discretionary management, and it participates in wrap fee programs where it manages assets and pays transaction costs from the bundled fee.
The firm primarily recommends equities and ETFs and follows a long‑term trading approach informed by a broad set of analytic methods — including fundamental, quantitative, technical/charting, cyclical analysis, and modern portfolio theory — with risk tolerance documented in each client’s IPS. Uplift generally executes trades through a recommended custodian, may receive research or other soft‑dollar benefits, and conducts quarterly account reviews.
Relative to peers, Uplift is uncommon in sponsoring wrap fee programs and in providing subadviser services despite its small scale, and it reports a corporate ownership structure with multiple principal owners rather than a traditional solo‑practitioner model. The firm also discloses that it does not aggregate (block) trades across clients and will not accept proxy‑voting authority for client securities.
Client services
Expertise
Fee options
0.75% annually for assets up to $2,000,000
Main office
Piedmont CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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