A complete list of active advisors currently associated with Upper Basin Capital, LLC

Warmer can help you find a great advisor at Upper Basin Capital, LLC or one who fits your needs even better.

Upper Basin Capital, LLC provides discretionary asset management through separately managed accounts for institutional mandates and individual investors, including both high-net-worth and non-high-net-worth clients. The firm offers tailored portfolio management intended to address income generation, capital preservation, and liquidity needs and may negotiate account customizations and client-imposed restrictions. The firm follows a systematic, quantitative investment process that emphasizes short- and medium-term option strategies—primarily equity index options and defined-risk option spreads—implemented alongside cash instruments, ETFs, and, more recently, U.S. Treasury bills. Strategies are actively managed at the portfolio level using specialized software and research, and they can involve derivative positions and the use of margin in separately managed accounts. Noteworthy distinctions include the explicit use of derivatives and margin within separately managed accounts, a practice that is less common among firms in this category, and the firm’s acceptance of individual clients at multiple wealth levels in addition to institutional work. The firm operates with a single portfolio decision-maker who maintains significant outside employment and engages in personal trading activity, disclosures that create identifiable key-person and personal-trading considerations addressed by the firm’s policies.

To learn more about the advisors currently working at Upper Basin Capital, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.