Lake Forest, CA Office

US Capital Global Wealth Management, LLC provides investment management, investment consulting, and financial planning primarily to individual and high‑net‑worth clients, charging asset‑based fees for discretionary portfolio management. As of August 31, 2025 the firm reported approximately $19 million in discretionary assets, serves about 50 clients, and generally requires a $50,000 account minimum.

The firm uses a multi‑step screening process that combines fundamental, sector/industry and quantitative analysis to build asset allocation models and select managers, employing ETFs, stocks, bonds, third‑party mutual funds and alternative investments as appropriate. It notes use of active vs. passive decisions and a hub‑and‑spoke approach, with ongoing monitoring and periodic reviews of allocations and market exposure.

Notably, the firm discloses affiliations with a broker‑dealer and an affiliated adviser that sponsors private funds; clients may be recommended to invest in those private funds and the affiliates receive customary fund fees while the firm does not discount its management fee for assets invested in the affiliated funds. The brochure also describes participation in Schwab’s institutional program for custody and execution and the firm’s relatively small, boutique scale (two advisors, one office), factors that can influence trade aggregation, custody arrangements, and referral dynamics with affiliated entities.