USA Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$31,599,702
Clients
42
Advisors
2
across 2 offices
About
USA Asset Management, LLC serves individual and high‑net‑worth clients as well as trusts, pension and profit‑sharing plans and other business entities, providing discretionary asset management alongside financial planning and retirement plan consulting. Services include ongoing portfolio supervision, written financial plans (project or ongoing), and the option to recommend third‑party money managers to manage part or all of a client’s portfolio.
The firm employs both fundamental and technical analysis and implements strategies ranging from long‑term and income‑oriented approaches to hedging and alternative investments, including the selective use of leveraged ETFs and options; accounts are generally reviewed at least annually and clients receive periodic reports. Portfolio management is provided under negotiated, asset‑based advisory agreements with the adviser able to trade on a discretionary basis when authorized by the client.
What distinguishes USA Asset Management from many peers is that several associated persons also act as licensed insurance agents and registered representatives, so clients may receive both advisory recommendations and commissionable insurance or brokerage product offers. The brochure also emphasizes real estate analysis as part of its planning services and the firm’s use of third‑party managers and standing letters of authorization for transfers, arrangements that can introduce additional conflicts of interest and operational considerations for clients.
Client services
Expertise
Occupation focus
Fee options
$5,000 - $20,000 for financial planning and consulting services
$1 - $250,000: 1.75% $250,001 - $500,000: 1.45% $500,001 - $750,000: 1.25% $750,001 - $1,000,000: 1.05% $1,000,001 - $2,000,000: 0.85% More than $2,000,001+: 0.75%
$500 per hour for financial planning and consulting services
Account minimum: $500,000
Main office
See office6010 W Spring Creek Parkway
Plano TX 75024
Advisors at this office
1
Offices (2)
Most active in
California · Nevada · North Carolina · Texas
Also doing business as
Mendez, Marcus Anthony · Usa Asset Management, LLC · Usaam
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Marcus M
Series 63, Series 65
Plano, TX
USA Asset Management, LLC
Marcus Mendez is a financial advisor at USA Asset Management, LLC with 24 years of industry experience. He holds Series 63 and Series 65 licenses and has been with USA Asset Management since 2004. Mendez maintains a real estate agent license in California but is not actively engaged in real estate activities. USA Asset Management provides discretionary asset management, financial planning, and retirement plan consulting to individuals, trusts, estates, pension and profit-sharing plans, and business entities. The firm employs a blend of fundamental and technical analysis and uses various strategies tailored to client objectives, offering ongoing account supervision and personalized recommendations.
Caroline P
Series 63, Series 65
Charlotte, NC
USA Asset Management, LLC
Caroline Peek is a financial advisor with USA Asset Management, LLC in Charlotte, NC, holding Series 63 and Series 65 licenses and possessing 19 years of industry experience. She has been with USA Asset Management since 2006 and has operated as a self-employed professional since 1992. Outside of advisory services, she is also a licensed insurance agent. USA Asset Management serves individual and high-net-worth clients, as well as trusts, pension and profit-sharing plans, and other business entities, providing discretionary asset management, financial planning, and retirement plan consulting. The firm employs both fundamental and technical analysis across a range of strategies and incorporates insurance and brokerage product offerings alongside advisory services.
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