UTES Wealth Strategies
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary portfolio management and financial planning to individuals and families, ERISA retirement plans, pension and profit‑sharing plans, trusts, estates, charitable organizations and other business entities. It generally implements client strategies by placing assets with outside professional money managers and charges fees based on assets under management.
The adviser establishes client investment objectives through direct meetings and uses those objectives to set asset allocation ranges, employing both strategic asset‑allocation and tactical approaches through selected managers. Investment implementations may include individual equities and fixed income, mutual funds, ETFs and alternative exposures, with ongoing monitoring and annual in‑depth reviews.
Distinctive features include a weekly informational newsletter sent to clients and prospective clients and periodic free educational seminars on retirement and related topics. The firm documents a formal manager‑selection process (evaluating performance, stability, fees and state registration), offers insurance‑based products for which advisors may receive commission compensation, and discloses past regulatory and arbitration events in its Form ADV.
Client services
Expertise
Occupation focus
Fee options
Financial planning fees range from $0 to $2,500 depending on complexity and involvement of outside experts.
$0 - $100,000: 1.50% (Discretionary) / 1.60% (Non-Discretionary) $100,001 - $500,000: 1.25% (Discretionary) / 1.35% (Non-Discretionary) $500,001 - $1,000,000: 1.00% (Discretionary) / 1.10% (Non-Discretionary) $1,000,001+: 0.50% (Discretionary) / 0.60% (Non-Discretionary)
Yes, commissions are charged for insurance products sold by the advisor in his capacity as a licensed insurance agent.
Main office
1824 White Lake Drive
Antioch IL 60002
Advisors at this office
1
Most active in
Illinois
Also doing business as
Utes Wealth Strategies · Utes, William Edward
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)