A complete list of active advisors currently associated with Uwharrie Investment Advisors, Inc.

Warmer can help you find a great advisor at Uwharrie Investment Advisors, Inc. or one who fits your needs even better.

Uwharrie Investment Advisors, Inc. is an SEC-registered multi-advisor firm managing roughly $338 million for about 837 clients through a team of 16 advisors. It provides ongoing, individualized discretionary portfolio management via its UIA Managed Account program and wrap-fee solutions, along with retirement plan consulting (including ERISA 3(21) services), limited financial planning, consulting, and legacy position management. The firm establishes client investment objectives through an investor questionnaire, risk profile, and a written investment policy statement approved by its Chief Compliance Officer or Investment Committee, then implements portfolios using an asset-allocation approach informed by Modern Portfolio Theory. Its investment process emphasizes mutual fund and ETF analysis, third-party manager due diligence, and the use of TPM-sponsored wrap programs (the firm serves as sponsor and portfolio manager for its wrap program). Uwharrie is notable for being a wholly owned subsidiary of Uwharrie Capital Corp and operating alongside related entities — Uwharrie Bank, The Strategic Alliance Corporation (a broker-dealer), and BOS Agency (an insurance agency) — which results in shared referral activity, occasional dual-registered personnel, and information-sharing with opt-out provisions. The brochure discloses these affiliations, nominal referral arrangements with the bank, and policies intended to address resulting conflicts (disclosure to clients, approvals, monitoring, and CCO oversight).

To learn more about the advisors currently working at Uwharrie Investment Advisors, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.