Valkyrie Private Wealth Management

Valkyrie Wealth LLC provides ongoing portfolio management and integrated financial planning to individual and high-net-worth clients, creating individualized investment policy statements to document goals, time horizon, and risk tolerance. The firm advises on equities, mutual funds, fixed income, ETFs and incorporates options strategies as part of client portfolios.

Valkyrie Wealth combines fundamental and technical analysis and uses long-term trading alongside options strategies (including covered, uncovered, and spread positions), exercising discretionary authority to implement model and tailored allocations and reviewing accounts at least monthly. Risk tolerances and client-imposed restrictions are recorded in each client’s investment policy statement, and the firm documents allocation decisions to seek fair treatment across clients.

Distinctive features include a custody requirement at Schwab Institutional and receipt of Schwab institutional services and potential soft-dollar benefits, as well as the firm representative’s outside registrations as a broker-dealer representative and with another advisory firm, which can create potential conflicts when recommending commissionable products. The adviser operates with no stated account minimum, manages a relatively small number of client relationships for its asset level, and collects asset-based fees in advance with withdrawals authorized from client accounts.