Valor Investments and Planning LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$89,965,921
Clients
235
Advisors
6
of 10 employees
About
Valor Investments and Planning LLC serves individuals (including high‑net‑worth clients) as well as pension and profit‑sharing plan sponsors, trusts, estates, and corporations. The firm provides discretionary portfolio management, financial and business planning, and retirement plan consulting, including ERISA Section 3(38) discretionary services for plan sponsors.
Valor typically implements client portfolios by allocating assets to third‑party managers and model solutions available through custodians such as Charles Schwab and the AssetMark platform, using a mix of active and passive strategies and common diversified vehicles like mutual funds and ETFs. Accounts are managed on a discretionary basis with regular reviews and rebalancing tailored to each client’s objectives and risk tolerance.
The brochure discloses a network of affiliated businesses that distinguishes Valor from many peers: it owns an affiliated investment adviser (Valor Capital Management), is affiliated with a licensed real estate broker (Valor Realty LLC), and maintains an insurance agency (Valor Life and Annuity), any of which may be recommended to clients. These affiliations can lead to in‑house asset allocations and referrals to affiliated real estate or insurance providers; the firm discloses these relationships and describes how it manages the related conflicts of interest.
Client services
Expertise
Occupation focus
Fee options
$0 - $250,000: Valor advisory fee up to 1.20% plus third-party manager fee up to 0.75%, total up to 1.95% (Schwab or other non-AssetMark custodians) $0 - $250,000: AssetMark Platform Fee 0.25% plus Valor advisory fee up to 1.0% plus Program Fee up to 0.60%, total up to 1.85% $250,001 - $500,000: AssetMark Platform Fee 0.15% plus Valor advisory fee up to 1.0% plus Program Fee up to 0.60%, total up to 1.75% $500,001 - $1,000,000: AssetMark Platform Fee 0.10% plus Valor advisory fee up to 1.0% plus Program Fee up to 0.60%, total up to 1.70% $1,000,001 - $2,000,000: AssetMark Platform Fee 0.10% plus Valor advisory fee up to 1.0% plus Program Fee up to 0.60%, total up to 1.70% $2,000,001 - $3,000,000: AssetMark Platform Fee 0.10% plus Valor advisory fee up to 1.0% plus Program Fee up to 0.60%, total up to 1.70% $3,000,001+: AssetMark Platform Fee 0.10% plus Valor advisory fee up to 1.0% plus Program Fee up to 0.60%, total up to 1.70% $0 - $250,000: Retirement Plan Asset-Based Fee up to 1.25% $250,001 - $500,000: Retirement Plan Asset-Based Fee up to 1.15% $500,001 - $1,000,000: Retirement Plan Asset-Based Fee up to 1.05% $1,000,001 - $2,500,000: Retirement Plan Asset-Based Fee up to 0.95% $2,500,001+: Retirement Plan Asset-Based Fee up to 0.85%
Insurance product commissions from affiliated insurance agency Valor Life and Annuity; broker-dealer commissions on legacy assets not managed by Valor; not charged through Valor advisory fees.
Financial planning hourly fees range from $400 to $600 per hour.
Account minimum: $100,000 (negotiable for Obsidian and Valor Capital); $10,000 to $1,000,000 depending on AssetMark investment solution; Valor Investments and Planning LLC itself has no minimum account size. Minimum fee: Platform Reporting & Administrative Fee up to $150 per account, per year. Fee-only: Financial planning fees average $200 per month ($2,400 per year) or hourly rates from $400 to $600 per hour; fees are negotiable.
Main office
109 N. 4th Street, Suite 1
Easton PA 18042
Advisors at this office
6
Most active in
Florida · New Jersey · Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Jacob M
Series 63, Series 66
Easton, PA
Valor Investments and Planning LLC
Jacob Millen is a financial advisor with Valor Investments and Planning LLC in Easton, PA, holding Series 63 and Series 66 licenses and 15 years of industry experience. He has worked at several firms, including Royal Alliance Associates, MetLife Securities, and The Leaders Group Inc. Outside of advising, he serves as a part-time CFO for RMO Solutions LLC. Valor Investments and Planning LLC serves individuals, including high-net-worth clients, as well as pension and profit-sharing plan sponsors, trusts, estates, and corporations. The firm offers discretionary portfolio management, financial and business planning, and retirement plan consulting, utilizing a mix of active and passive strategies through third-party managers and model solutions.
Thomas B
Series 66
Easton, PA
Valor Investments and Planning LLC
Thomas Blachek is an investment advisor with Valor Investments and Planning LLC and holds a Series 66 designation. He has seven years of industry experience, having worked at several firms including Albemarle Capital Management and The Leaders Group Inc. Outside of his advisory role, he serves as Chief Investment Officer at Valor Capital Management, where he develops and executes investment models. Valor Investments and Planning LLC serves individual clients, including high-net-worth individuals, as well as pension and profit-sharing plan sponsors, trusts, estates, and corporations. The firm provides discretionary portfolio management, financial and business planning, and retirement plan consulting, frequently utilizing third-party managers and model portfolios with a combination of active and passive strategies.
Thomas R
Series 63, Series 65
Easton, PA
Valor Investments and Planning LLC
Thomas Rutherford is a financial advisor at Valor Investments and Planning LLC with 22 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Albemarle for three years. Valor Investments and Planning LLC serves individuals, including high-net-worth clients, as well as pension and profit-sharing plan sponsors, trusts, estates, and corporations. The firm offers discretionary portfolio management, financial and business planning, and retirement plan consulting, employing a combination of active and passive strategies through third-party managers and model solutions.
Christopher B
Series 65
Easton, PA
Valor Investments and Planning LLC
Christopher Brindle is a financial advisor at Valor Investments and Planning LLC with one year of industry experience. He holds a Series 65 designation and previously worked at Northwestern Mutual and Lumen Technologies, where he serves as an account manager in IT sales. Valor Investments and Planning LLC provides discretionary portfolio management, financial planning, retirement plan consulting, and business planning to individuals, pension and profit-sharing plans, trusts, and corporations. The firm manages approximately $80.7 million in discretionary assets and constructs portfolios using third-party managers, mutual funds, ETFs, and individual securities, with regular reviews and rebalancing aligned with client objectives.
Michael S
Series 66
Easton, PA
Valor Investments and Planning LLC
Michael Snyder is a financial advisor with Valor Investments and Planning LLC, holding a Series 66 designation and bringing 25 years of industry experience. His work history includes roles at Kestra Advisory and Purshe Kaplan Sterling Investments. In addition to his advisory work, he is involved in insurance sales through affiliated entities. Valor Investments and Planning LLC serves individual clients, including high-net-worth individuals, as well as pension and profit-sharing plan sponsors, trusts, estates, and corporations. The firm offers discretionary portfolio management, financial and business planning, and retirement plan consulting, utilizing a mix of active and passive investment strategies implemented through third-party managers and platforms.
Alexander G
Series 65
Easton, PA
Valor Investments and Planning LLC
Alexander Gunbymerriman is a financial advisor at Valor Investments and Planning LLC with a Series 65 designation and two years of industry experience. Prior to joining Valor in 2023, he worked at New York Life Insurance Company for one year. Valor Investments and Planning LLC serves individuals, including high-net-worth clients, as well as pension and profit-sharing plan sponsors, trusts, estates, and corporations. The firm provides discretionary portfolio management, financial and business planning, and retirement plan consulting, typically implementing client portfolios through third-party managers and model solutions using both active and passive strategies.
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