Van Leeuwen Retirement & Investment Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$549,031,121
Clients
700
Advisors
2
of 3 employees
About
Van Leeuwen Retirement and Investment Services provides comprehensive financial planning and investment management with an emphasis on retirement decision-making. The firm serves primarily individual clients — including high-net-worth individuals and business owners — offering portfolio management, financial planning, and qualified retirement-plan consulting.
The firm manages client assets through an open-architecture Strategic Wealth Management approach that employs mutual funds, ETFs, equities, fixed income and alternative strategies, with asset allocation and periodic rebalancing tailored to each client’s objectives and risk tolerance. Accounts are typically managed on a discretionary basis, use LPL Financial-sponsored model programs (OMP, PWP, MWP) and include ongoing performance reporting and annual reviews.
This firm is distinctive among peers for its scale relative to its advisor headcount: it reports about $559,416,819 in AUM across roughly 700 clients served by two advisors (roughly 350 clients and about $280 million in AUM per advisor). It also operates a wrap-fee program for which it is the sponsor and portfolio manager, and its advisors are dually registered with LPL and hold insurance licenses while allocating the majority of their time to advisory services.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Up to 1.75% annually (negotiable, typically 1%-1.75%)
Commissions received from sale of securities and insurance products; separate from advisory fees
Financial planning services billed at $100 per hour when provided separately
Account minimum: $100,000 Fee-only: Financial planning billed at $100/hour for separate services
Main office
808 West Main Street
Richmond KY 40475
Advisors at this office
2
Most active in
Florida · Kansas · Kentucky · Louisiana · New Hampshire · Ohio · Texas
Also doing business as
Van Leeuwen & Associates, Inc. · Van Leeuwen Retirement & Investment Services
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Kristoffer A
CFP®, Series 63, Series 65
Richmond, KY
Van Leeuwen Retirement & Investment Services
Kristoffer Arnold is a CFP® with 25 years of experience in financial advising, currently serving at Van Leeuwen Retirement & Investment Services since 2017. He has also been affiliated with LPL Financial, LLC since 2001. Outside of his advisory work, he is involved with Elevate Land and Realty Group in North Carolina. Van Leeuwen Retirement and Investment Services provides financial planning and investment management focused on retirement decision-making. The firm primarily serves individual clients, including high-net-worth individuals and business owners, using an open-architecture Strategic Wealth Management approach with diversified asset allocation and portfolio management tailored to client objectives.
Mark V
Series 63
Richmond, KY
Van Leeuwen Retirement & Investment Services
Mark Vanleeuwen is a financial advisor with Van Leeuwen Retirement & Investment Services in Richmond, KY. He holds a Series 63 designation and has 42 years of industry experience, including 28 years with LPL Financial. He has been with Van Leeuwen Retirement & Investment Services since 2017. Van Leeuwen Retirement and Investment Services provides comprehensive financial planning and investment management focused on retirement decision-making. The firm primarily serves individual clients, including high-net-worth individuals and business owners, using a Strategic Wealth Management approach with discretionary portfolio management and tailored asset allocation.
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