Van Winkle Wealth Management Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Van Winkle Wealth Management Group is an independent registered investment adviser that provides ongoing asset management, financial planning and consulting, retirement plan advisement, variable sub‑account management for annuities, and referrals to third‑party money managers. As of April 2026 the firm reports about $120.8 million in assets under management and serves roughly 392 clients, including individuals, high‑net‑worth clients, and pension or profit‑sharing plans.
The firm typically charges fees based on a percentage of assets and offers discretionary portfolio management using model allocations (Growth, Moderate, Conservative) alongside tailored written financial plans and one‑time or as‑needed consultations. Investment practices include use of exchange‑traded funds (including occasional leveraged or inverse ETFs), the option for sector‑concentrated portfolios in certain market conditions, and regular (quarterly) reviews informed by client questionnaires and imposed investment restrictions when requested.
Distinctive features noted in the firm’s brochure include an unusually high client count per advisor relative to peers and an explicit focus on retirement plan sponsors and participant advisement, a mix that is less common among similarly structured independent firms. The filing also discloses a recent transition to SEC registration as assets grew, plus outside business activities (insurance and broker‑dealer affiliations) and solicitor arrangements with third‑party managers that clients should consider when evaluating potential conflicts of interest.
Client services
Expertise
Occupation focus
Fee options
Fixed fees for financial planning and consulting services generally range between $500 and $5,000.
1.00% annually
Commissions may be earned through insurance sales and registered representative securities transactions by Brian E. Van Winkle.
$150 per hour for financial planning and consulting services.
Ongoing advisement services billed at 1.00% of assets under advisement, charged quarterly in advance based on retirement plan account value.
Fee-only: Hourly fees of $150 per hour, fixed fees ranging from $500 to $5,000 for financial planning and consulting services.
Main office
263 Deo Drive
Newark OH 43055
Advisors at this office
1
Most active in
Florida · Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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