Metuchen, NJ Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Vanderbilt Advisory Services
Multi-team
Firm-wide stats for Vanderbilt Advisory Services
About
Vanderbilt Advisory Services works with a broad mix of clients — individuals (including high‑net‑worth clients), charitable organizations, trusts and estates, businesses, and retirement plans such as 401(k) and SEP/PSP plans. The firm offers discretionary and non‑discretionary portfolio management, proprietary model portfolios, access to third‑party sub‑advisors and the Betterment for Advisors digital platform, plus hourly and annual financial planning and consulting services.
The firm’s investment process emphasizes strategic asset allocation and employs a combination of fundamental, technical and charting analysis, with accounts managed for short‑term trading or longer‑term positions depending on client objectives. Investment management is delivered by Advisor Representatives who operate as independent contractors, may be dually registered, and can allocate client assets to third‑party managers or Betterment custom/constructed portfolios subject to client directions or restrictions.
What differentiates Vanderbilt relative to many enterprise peers is its formal integration with retirement‑plan and benefits firms — including a relationship with Retirement Planning & Administration, Inc. and Diefendorf Planning Services Ltd. — which supports pension consulting and plan administration alongside advisory services; this adviser–TPA/benefits integration is uncommon among firms of its size. The firm also maintains an affiliated broker‑dealer and a mix of traditional and wrap‑fee platforms, producing an integrated adviser, broker and plan‑administration structure that influences how services and custodial arrangements are provided.
Based on Vanderbilt Advisory Services
Expertise
Based on Vanderbilt Advisory Services
Location
160 Durham Ave., Suite 105
Metuchen NJ 08840
Advisors at this office
2
Advisors at this office
Ruth A
Series 66
Metuchen, NJ
Vanderbilt Advisory Services
Ruth Arriaza is a financial advisor with Vanderbilt Advisory Services and holds a Series 66 designation. She has four years of industry experience and has been with Vanderbilt Securities, LLC since 2017. Outside of her advisory role, she serves as Administration Committee Chair at Nuevas Fronteras Presbyterian Church and is a member of the Finance Committee for The Presbytery of the Northeast New Jersey. Vanderbilt Advisory Services serves a diverse client base including individuals, charitable organizations, trusts, estates, businesses, and retirement plans. The firm’s investment approach combines strategic asset allocation with fundamental, technical, and charting analysis, offering both discretionary and non-discretionary portfolio management alongside financial planning and consulting services.
Max M
Series 66
Metuchen, NJ
Vanderbilt Advisory Services
Max Mintz is a financial advisor at Vanderbilt Advisory Services with 10 years of industry experience. He holds the Series 66 designation and has worked at Vanderbilt Advisory Services and Vanderbilt Securities, LLC since 2017, following a year at Sagepoint Financial, Inc. Mintz has served as a consultant providing expert guidance on the Independent Broker/Dealer space and is an independent life insurance agent. Vanderbilt Advisory Services serves a diverse client base including individuals, charitable organizations, trusts and estates, businesses, and retirement plans. The firm offers portfolio management and financial planning services, utilizing a strategic asset allocation approach combined with fundamental, technical, and charting analysis. Vanderbilt’s integration with retirement-plan and benefits firms, along with its affiliated broker-dealer and multiple platform options, distinguishes it within the enterprise advisory sector.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)