Minneapolis, MN Office
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Vanderbilt Advisory Services
Multi-team
Firm-wide stats for Vanderbilt Advisory Services
About
Vanderbilt Advisory Services works with a broad mix of clients — individuals (including high‑net‑worth clients), charitable organizations, trusts and estates, businesses, and retirement plans such as 401(k) and SEP/PSP plans. The firm offers discretionary and non‑discretionary portfolio management, proprietary model portfolios, access to third‑party sub‑advisors and the Betterment for Advisors digital platform, plus hourly and annual financial planning and consulting services.
The firm’s investment process emphasizes strategic asset allocation and employs a combination of fundamental, technical and charting analysis, with accounts managed for short‑term trading or longer‑term positions depending on client objectives. Investment management is delivered by Advisor Representatives who operate as independent contractors, may be dually registered, and can allocate client assets to third‑party managers or Betterment custom/constructed portfolios subject to client directions or restrictions.
What differentiates Vanderbilt relative to many enterprise peers is its formal integration with retirement‑plan and benefits firms — including a relationship with Retirement Planning & Administration, Inc. and Diefendorf Planning Services Ltd. — which supports pension consulting and plan administration alongside advisory services; this adviser–TPA/benefits integration is uncommon among firms of its size. The firm also maintains an affiliated broker‑dealer and a mix of traditional and wrap‑fee platforms, producing an integrated adviser, broker and plan‑administration structure that influences how services and custodial arrangements are provided.
Based on Vanderbilt Advisory Services
Expertise
Based on Vanderbilt Advisory Services
Location
4353 Upton Ave. So., Suite 103
Minneapolis MN 55410
Advisors at this office
2
Advisors at this office
Jina P
Series 66
Minneapolis, MN
Vanderbilt Advisory Services
Jina Penn Tracy is a Series 66 credentialed financial advisor with 22 years of industry experience. She has been with Vanderbilt Advisory Services since 2017, following seven years at Financial West Group. In addition to her advisory role, she is involved in electrical grid integration technology as a business strategy advisor and board member for Renew Power Systems Inc and serves on the board of Fresh Energy. Vanderbilt Advisory Services serves a diverse client base including individuals, high-net-worth clients, charitable organizations, trusts, estates, businesses, and retirement plans. The firm’s investment approach combines fundamental, technical, and charting analysis tailored to client objectives, supported by a formal integration with retirement-plan and benefits firms that provides advisory, pension consulting, and plan administration services.
Anya G
Series 65
Minneapolis, MN
Vanderbilt Advisory Services
Anya Gage is a Series 65-licensed financial advisor with seven years of industry experience, currently with Vanderbilt Advisory Services in Minneapolis, MN. She has worked at Vanderbilt Advisory Services since 2019 and was previously with Nightingale from 2012 to 2018. Outside of her advisory role, she is a licensed agent assisting with fixed insurance needs and applications and also provides public notary services. Vanderbilt Advisory Services serves a diverse client base, including individuals, charitable organizations, trusts, estates, businesses, and retirement plans. The firm offers a range of investment management and financial planning services, emphasizing strategic asset allocation and combining fundamental, technical, and charting analysis to meet varying client objectives.
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