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Vanderpol Investments L.L.C.

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Client assets under management

$112,647,150

Clients

124

20% high-net-worth

Advisors

3

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

41

Typical

Average account size

$908,445

About

VanderPol Investments LLC provides investment advisory and financial planning services to individuals (including high-net-worth clients), corporations, charitable organizations, and pension/profit-sharing plans. Its offerings include discretionary portfolio management, standalone and ongoing financial planning, pension consulting (including 401(k) participant account management), and model-portfolio implementation.

The firm maintains twelve model portfolios that range from high to low risk and explicitly emphasizes a Pastor–Stambaugh framework that tilts toward small-cap weighted, value-oriented and relatively illiquid equities; it may also use stratified-sampling direct indexing, tax-aware placement across account types, and alternative investments to pursue an illiquidity premium. VPI employs fundamental and cyclical analysis and uses a mix of long- and short-term trading tools (including options and margin where appropriate), with additional tax optimization, estate and charitable planning for larger accounts.

Notable departures from many peers include VPI’s periodic educational seminars and workshops offered to clients and the public (reported as free in the brochure) and its use of a third‑party platform (Pontera) to manage defined‑contribution participant accounts without taking custody. The firm also does not perform proxy voting on clients’ behalf, documents limited standing letters of authorization for certain transfers, and operates as a small team (approximately three advisors) managing roughly $118 million in discretionary assets for about 124 clients.

Client services

Financial planning Portfolio management Pension consulting Educational seminars or workshops

Expertise

Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Tax-loss harvesting Options & derivatives strategies

Occupation focus

Founder/Business Owner Executive

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Fee options

Fixed

Essential Plan: $5,000; Premium Plan: $25,000

Percentage

$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.750% $2,000,001 - $10,000,000: 0.625% $10,000,001+: 0.500%

Project-based

$250 to $450 per hour depending on advisor

Other

Account minimum: $250,000 Fee-only: Flat fees for Financial Planning and Consulting Services; hourly rates $250-$450 depending on advisor; Service Plans at $5,000 (Essential) and $25,000 (Premium)

Main office location

Vanderpol Investments L.L.C.

1723 68 Th St. Se, Suite B

Caledonia MI 49316, United States

Number of offices

2

Most active in

Florida · Michigan · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Mark V

CFP®, CFA®, Series 65

Caledonia, MI

Vanderpol Investments L.L.C.

Mark Vanderpol is a CFP®, CFA®, and Series 65 credentialed advisor with 12 years of industry experience. He has been the managing member of Vanderpol Investments L.L.C. since 2013. Outside of advisory services, he is the managing member of Celestial Divide, an inheritance division assistance software company. Vanderpol Investments L.L.C. provides advisory services to individuals, high-net-worth clients, corporations, and employee benefit plans, managing approximately $108 million in discretionary assets. The firm employs a risk-graded model portfolio approach combined with fundamental and cyclical analysis, with a focus on small-cap, value-oriented equities and tax-aware strategies.

Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Tax-loss harvesting Options & derivatives strategies Founder/Business Owner Executive
user avatar

Noah H

Series 65

Caledonia, MI

Vanderpol Investments L.L.C.

Noah Hoekstra is a financial advisor at VanderPol Investments L.L.C. in Caledonia, MI, holding a Series 65 designation with three years of industry experience. Prior to his advisory role, he worked at Hoekstra Electric for six years. VanderPol Investments provides advisory services to individuals, high-net-worth clients, corporations, and employee benefit plans, managing approximately $108 million in discretionary assets across about 105 client relationships. The firm employs a risk-graded model portfolio approach incorporating fundamental and cyclical analysis, tax-aware strategies, and access to alternative private funds, and offers educational seminars and consulting services alongside portfolio management.

Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Tax-loss harvesting Options & derivatives strategies Founder/Business Owner Executive
user avatar

Richard T

Series 65

Caledonia, MI

Vanderpol Investments L.L.C.

Richard Toth is a financial advisor at VanderPol Investments L.L.C. with four years of industry experience. He holds a Series 65 designation and has worked at VanderPol Investments since 2021. Prior to that, he was self-employed and worked at Comfort Finance Group CFG. VanderPol Investments LLC provides advisory services to individuals, high-net-worth clients, corporations, and employee benefit plans. The firm manages approximately $108 million in discretionary assets and employs a documented investment approach that includes risk-graded model portfolios, tax-aware allocations, and access to alternative private funds.

Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Tax-loss harvesting Options & derivatives strategies Founder/Business Owner Executive
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