Vanik Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Vanik Capital LLC provides investment management, comprehensive financial planning, and retirement plan consulting and management to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, charitable organizations, and businesses. The firm offers both project‑based and ongoing planning engagements and can manage employer plan assets on a discretionary basis.
The firm operates as a fee‑only adviser and develops client‑specific investment policies that emphasize asset allocation, a mix of passive and active strategies, and the option to incorporate socially responsible (ESG) considerations when requested. Vanik Capital uses fundamental and technical analysis within a modern portfolio framework, offers discretionary and non‑discretionary management, and accommodates reasonable client‑imposed investment restrictions.
A distinctive aspect of the firm is its explicit pension and retirement‑plan consulting, including acting in ERISA fiduciary capacities and as a 3(38) investment manager—services that are less common among solo independent advisers. Founded and registered in 2025 and reporting no assets under management at the time of the filing, the firm’s principal holds CFP and ChFC credentials and the business relies on institutional custodial relationships and third‑party digital platforms (including Zoe, SmartAsset, and WiserAdvisor) for custody, reporting, and client referrals.
Client services
Expertise
Occupation focus
Fee options
Project-Based Financial Planning fixed fees range from $1,000 to $20,000; initial Ongoing Financial Planning fee up to $20,000; ongoing planning fees $350 to $5,000 monthly.
$0 - $500,000: 1.25% $500,001 - $2,000,000: 1.00% $2,000,001+: 0.85%
$400 per hour for Project-Based Financial Planning.
Ongoing Financial Planning monthly fixed fees ranging from $350 to $5,000, paid monthly in advance.
Account minimum: $250,000 Fee-only: Fee-only firm, compensation solely from clients, no commissions or sales-related compensation.
Main office
Lagrangeville NY
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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