Vantage Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$116,400,000
Clients
441
Advisors
4
across 2 offices
About
Vantage Financial Group provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals (including high-net-worth clients), as well as to corporations and business entities. The firm offers both one-time and ongoing planning consultations and also conducts public seminars and workshops on investment and service topics.
Portfolios and plans are built around each client’s stated goals, time horizon, and risk tolerance, with investment selection informed by fundamental and technical analysis and periodic account reviews (typically quarterly). Vantage manages accounts on a discretionary basis and provides ERISA plan services, acting either as a limited-scope 3(21) advisor or as a discretionary 3(38) investment manager depending on the client engagement.
Unlike most peers, the firm regularly holds public educational seminars and workshops, and its advisory representatives are licensed to sell insurance products—an affiliation and source of external compensation that the brochure discloses and says is managed through policies and fiduciary obligations. The firm reports roughly $118 million in discretionary assets under management and combines retail wealth management with plan-level fiduciary services, creating a hybrid service mix that some prospective clients may find distinctive.
Client services
Expertise
Occupation focus
Fee options
Ongoing financial planning fixed fee up to $10,000 per year charged quarterly in arrears
Up to 2.00% annually, negotiable, maximum 2.00%
Advisors receive external compensation from sales of investment-related products such as insurance (commission-based)
One-time financial planning hourly fee at $250 per hour
Fee-only: Financial planning offered as $250 per hour (one-time) or ongoing fixed fees up to $10,000 annually
Main office
See office164 Maple St., Suite 1
Auburn CA 95603
Advisors at this office
3
Offices (2)
Most active in
California · Oregon · Washington
Also doing business as
Hudson Financial Services, Inc. · Vantage Financial Group
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Mark C
Series 65
Auburn, CA
Vantage Financial Group
Mark Cuniberti is a financial advisor at Vantage Financial Group with 10 years of industry experience. He holds a Series 65 designation and has worked at Hudson Financial Services, Cambridge Investment Research Advisors, and as an independent insurance agent. Outside of financial advising, he owns a water pump supply business and hosts an economic radio talk show. Vantage Financial Group provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals, corporations, and business entities. The firm tailors portfolio management to clients’ goals and risk tolerance, using fundamental and technical analysis, and offers educational public seminars and workshops.
Jess H
Series 65
Auburn, CA
Vantage Financial Group
Jess Hudson is a Series 65 licensed financial advisor at Vantage Financial Group in Auburn, CA, with eight years of industry experience. She previously worked at Cambridge Investment Research Advisors, Inc. and MKB Financial Services before joining Vantage Financial Group, where she has been since 2020. Vantage Financial Group provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals, including high-net-worth clients, as well as corporations and business entities. The firm emphasizes tailored portfolio management based on clients’ goals, time horizons, and risk tolerance, and offers educational seminars and workshops in addition to its advisory services.
Timothy S
Series 65
Auburn, CA
Vantage Financial Group
Timothy Steele is a financial advisor at Vantage Financial Group with five years of industry experience. He holds a Series 65 designation and previously worked at HBW Advisory Services LLC. Outside of finance, he serves as an Associate Professionals Pastor at The Pointe Church, where he preaches, leads a small group, and assists with leadership decisions. Vantage Financial Group provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals, corporations, and business entities. The firm tailors portfolio management to clients’ goals and risk tolerance, using fundamental and technical analysis, and offers educational seminars and workshops at no charge.
Karsten K
Series 66
Springfield, OR
Vantage Financial Group
Karsten Kaczmar is a financial advisor at Vantage Financial Group with eight years of industry experience. He holds the Series 66 designation and previously worked at Merrill Lynch, Pierce, Fenner & Smith, Inc., and First Command Financial Planning. Outside of his advisory role, he has experience working with rideshare companies Uber and Lyft. Vantage Financial Group provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals, including high-net-worth clients, as well as corporations and business entities. The firm emphasizes customized portfolios based on clients’ goals and risk tolerance and regularly conducts public seminars and workshops on investment topics.
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