Vantage Point Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides financial planning and wealth management to individuals (including high-net-worth clients), corporate retirement plans, charitable institutions and foundations. Its services span goal-oriented portfolio management, retirement plan design and fiduciary support, insurance analysis, employee-benefit consulting, and related estate and tax planning work.
The firm’s investment process combines fundamental, quantitative and technical analysis applied through discretionary portfolio management, with client risk-profile assessments and periodic rebalancing that account for taxes and transaction costs. For clients who authorize an active trading allocation, the firm uses an AI-based forecasting tool to help time trades and implements trading strategies only with written client direction and specified allocation limits.
Noteworthy deviations from many peers include an explicit emphasis on retirement-plan consulting — plan design, ongoing fiduciary monitoring and participant education — and materially active insurance activities: advisors are licensed insurance agents, may receive commissions on insurance and annuity sales, and disclose and obtain client approval before recommending commission-based products. The firm operates with a very small advisory staff with the principal serving as the primary advisor and compliance supervisor, coordinates with third-party plan administrators and other outside advisers as needed, and provides continuing-education workshops for centers-of-influence and plan sponsors.
Client services
Expertise
Occupation focus
Fee options
$0 - $500,000: 1.20% annually for Titanium Plan, 0.90% annually for Platinum Plan $500,001 - $2,000,000: Tiered discounts down to 0.20% for Titanium Plan, 0.15% for Platinum Plan $2,000,001+: Minimum of 0.20% per year for Titanium Plan, 0.15% for Platinum Plan
Commissions on insurance and annuity sales; IARs receive standard and additional commissions based on sales volume.
Account minimum: $10,000 Minimum fee: No management fees assessed until accounts reach $10,000 in value.
Main office
Saratoga Springs UT
Advisors at this office
1
Most active in
New York · Utah
Also doing business as
Vantage Point Financial Services, LLC · Vantage Point Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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