Vassos Investments, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Vassos Investments, LLC provides discretionary portfolio management primarily to individual and high‑net‑worth clients, managing roughly $23.1 million across about 21 accounts. The firm prepares an individualized investment policy statement for each client and offers ongoing asset allocation, security selection, and regular portfolio monitoring.
The firm’s investment process is grounded in fundamental analysis and combines long‑term and short‑term trading with options strategies (including covered, uncovered and spread positions) to implement client objectives. Investment decisions are made under discretionary authority, with monthly reviews and custodian‑provided reports used to monitor accounts.
Distinctive operational features include a requirement that clients custody assets at Schwab Institutional and the firm’s acceptance of research and other services from that custodian, which may give rise to soft‑dollar considerations. Vassos Investments also does not aggregate trades across client accounts and operates with a very small advisory team, producing concentrated advisor‑client relationships that differ from peers who block trades or outsource management.
Client services
Expertise
Fee options
$300,000 - $2,000,000: 1.10% $2,000,001+: 1.00%
Account minimum: $300,000 (may be waived)
Main office
Mount Laurel NJ
Advisors at this office
2
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
John V
Series 65
Mount Laurel, NJ
Vassos Investments, LLC
John Vassos is a financial advisor at Vassos Investments, LLC with seven years of industry experience. He holds a Series 65 designation and has been with Vassos Investments since 2019. Prior to that, he was self-employed beginning in 2018. Vassos Investments, LLC is a small registered investment adviser managing approximately $20.1 million in discretionary assets for individual and high-net-worth clients. The firm employs fundamental analysis alongside a combination of long-term, short-term, and options trading strategies, with monthly reviews and detailed reporting.
Richard V
Series 65
Mount Laurel, NJ
Vassos Investments, LLC
Richard Vassos is a financial advisor at Vassos Investments, LLC with seven years of industry experience. He holds a Series 65 designation and has been self-employed since 1997. Vassos Investments, LLC is a small registered investment adviser managing about $20.1 million in discretionary assets for individual and high-net-worth clients. The firm employs fundamental analysis combined with long-term, short-term, and options trading strategies, providing individualized Investment Policy Statements and regular reporting.
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