Vaughan Family Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Vaughan Family Financial offers portfolio management and financial planning services to individuals, high‑net‑worth individuals, and business entities, preparing written investment policy statements and providing discretionary trading authority and regular portfolio monitoring. The firm’s stated investment universe includes mutual funds, equities, ETFs (including precious‑metals ETFs), fixed income, hedge funds, private equity, venture capital and private placements.
The firm describes its investment approach as combining Modern Portfolio Theory with goals‑based investing, emphasizing long‑term strategies aligned to documented risk tolerances and time horizons and conducting at least quarterly account reviews. While advisory fees are asset‑based, the brochure also discloses fixed and hourly financial planning fees and states that planning fees are paid in advance with prorated refund policies; the firm requires clients to use a particular custodian (Altruist).
Distinctive items in the brochure include that VFF reported zero assets under management and no client accounts as of December 2023 despite maintaining an account minimum and the ability to advise on private‑fund strategies, and that it does not accept performance‑based fees or participate in wrap fee programs. The firm also discloses acceptance of certain broker‑provided research/soft‑dollar benefits and documents policies intended to allocate trades fairly among clients.
Client services
Expertise
Fee options
Negotiated fixed fee for financial planning between $2,000 and $10,000
$0 - $1,000,000: 0.75% $1,000,001 - $2,000,000: 0.50% $2,000,001+: 0.25%
Negotiated hourly fee between $150 and $300
Account minimum: $100,000 (may be waived by Vaughan Family Financial in its discretion)
Main office
10002 Colmar Road SE
Huntsville AL 35803
Advisors at this office
1
Most active in
Alabama
Also doing business as
Vaughan Family Financial · Vaughan Family Financial, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)