A complete list of active advisors currently associated with Vault Financial, LLC

Warmer can help you find a great advisor at Vault Financial, LLC or one who fits your needs even better.

The firm provides ongoing discretionary portfolio management and fee-based financial planning for individuals, high-net-worth individuals, defined contribution/defined benefit plans, and business entities. It reports managing roughly $36.7 million in client assets across 38 client relationships and prepares an individualized Investment Policy Statement for each client. The adviser uses both fundamental and technical analysis and implements long-term and short-term trading alongside a range of options strategies, including covered calls, married puts, and spreads. Accounts are reviewed at least quarterly, the adviser may block trades across client accounts, and discretionary authority is requested to execute transactions without prior client approval for each trade. The firm's principal is also a licensed insurance agent and may offer commissionable insurance products to clients; this dual role is disclosed as a potential conflict of interest and clients are not required to purchase insurance through the firm. For a solo independent adviser, the combination of a relatively concentrated asset base per client and active options trading in addition to traditional portfolio management is a distinguishing aspect of the practice.

To learn more about the advisors currently working at Vault Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.