VCP Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$111,560,315
Clients
385
Advisors
4
of 5 employees
About
VCP Financial LLC provides ongoing portfolio management, financial planning, pension consulting and other advisory services to individuals (including high‑net‑worth, accredited and qualified investors), pension and profit‑sharing plans, and business entities. The firm prepares an investment policy statement for each client and manages accounts on both discretionary and non‑discretionary bases.
VCP’s investment process draws on fundamental, technical and charting analysis and employs a range of strategies including long‑ and short‑term trading, short sales, margin and options writing (including covered, uncovered and spread strategies). For accounts managed on a non‑discretionary basis, the firm seeks client approval before implementing recommendations and documents risk tolerance and objectives in the client’s investment policy statement.
The firm is distinctive among peers for reporting a substantial portion of assets managed on a non‑discretionary basis and for its affiliation with other investment entities: principals co‑own Vessel Capital Management LLC, the manager of Vessel Capital Partners, a related private fund that VCP may recommend to accredited or qualified clients while disclosing the conflict and applying mitigation measures. VCP also discloses principals’ insurance‑related activities and explicitly uses derivatives and options strategies in separately managed accounts, features that are less common for team‑based advisory firms.
Client services
Expertise
Fee options
Fixed fees may be agreed upon for Financial Planning and Consulting services; retainers up to $1,200 may be requested but not exceed six months in advance.
$0 - $1,000,000: 2.00% annually Above $1,000,000+: 1.50% annually
Insurance products implemented through related persons pay commissions; separate from advisory fees.
Financial Planning and Consulting hourly fees range from $100 to $300 per hour.
Account minimum: $250,000 Fee-only: Investment Supervisory Services fees of 2.00% annually for accounts $1,000,000 and under; 1.50% annually for accounts above $1,000,000; fees negotiable. Financial Planning and Consulting fees offered on fixed or hourly basis.
Main office
2535 Victory Boulevard
Staten Island NY 10314
Advisors at this office
4
Most active in
Arizona · California · Connecticut · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Nebraska · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Utah · Virginia · Washington · Wisconsin
Also doing business as
Lps Financial LLC · Vcp Financial LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Daniel S
Series 63, Series 65
Staten Island, NY
VCP Financial LLC
Daniel Spiegel is a financial advisor at VCP Financial LLC with 21 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at VCP Financial since 2013 and Sterne Agee from 2012 to 2017. Outside of his advisory role, Spiegel is a co-founder and managing partner of LIFE 143, LLC, a life and health insurance business, and Vessel Capital Management, LLC, where he is involved in client portfolio management for related private funds. VCP Financial LLC offers portfolio management, financial planning, and pension consulting services to individuals, pension and profit-sharing plans, and business entities. The firm employs a variety of investment strategies, including fundamental and technical analysis, and manages accounts on both discretionary and non-discretionary bases.
Joseph O
Series 63, Series 65
Staten Island, NY
VCP Financial LLC
Joseph Orlando Jr. is a financial advisor at VCP Financial LLC with 24 years of industry experience. He holds the Series 63 and Series 65 designations and has worked at VCP Financial since 2019, following a three-year tenure at First Standard Financial Company. Outside of his advisory role, he serves as president of Buy Long Enterprises, a corporation involved in maintaining financial records. VCP Financial LLC provides portfolio management, financial planning, pension consulting, and other advisory services to individuals, pension plans, and business entities. The firm employs a variety of investment strategies, including fundamental and technical analysis, long- and short-term trading, and options writing, and is notable for managing a substantial portion of assets on a non-discretionary basis.
Gaurav L
Series 63, Series 65
Staten Island, NY
VCP Financial LLC
Gaurav Lall is a financial advisor with VCP Financial LLC, holding Series 63 and Series 65 licenses and bringing 22 years of industry experience. He has worked at VCP Financial since 2013 and previously at Sterne Agee from 2012 to 2017. Lall is co-founder and managing partner of LIFE 143, LLC, which focuses on life and health insurance sales, and Vessel Capital Management, LLC, a private fund advisory firm. VCP Financial LLC provides portfolio management, financial planning, and pension consulting services to individuals, pension plans, and business entities. The firm uses a combination of fundamental, technical, and charting analysis and employs various strategies including long- and short-term trading, short sales, and options writing, managing accounts on both discretionary and non-discretionary bases.
Tamir S
Series 63
Staten Island, NY
VCP Financial LLC
Tamir Shabat is a financial advisor at VCP Financial LLC with 17 years of industry experience. He holds a Series 63 designation and has been with VCP Financial since 2013. Outside of his advisory role, Shabat is a co-founder and managing partner of LIFE 143, LLC, which focuses on life and health insurance sales, as well as Vessel Capital Management, LLC, where he is involved in client portfolio management for private funds. VCP Financial LLC provides portfolio management, financial planning, and pension consulting services to individuals, pension plans, and business entities. The firm employs a range of investment strategies including fundamental, technical, and charting analysis, and manages accounts on both discretionary and non-discretionary bases.
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