Vector3 Wealth Management

Vector3 Wealth Management is an SEC-registered adviser that targets individual and high-net-worth clients, providing discretionary investment management and integrated financial planning services. The firm states it will manage separately managed accounts across a broad set of instruments—including equities, fixed income, ETFs, mutual funds, options, private securities and cash equivalents—and incorporates financial planning into its advisory engagements.

The firm describes a blended investment process that combines bottom-up fundamental analysis with top-down macroeconomic evaluation, implementing long-term purchases, strategic trading, asset allocation adjustments and periodic rebalancing in line with client objectives and restrictions. Vector3 notes that it exercises discretionary authority over accounts, may recommend private and alternative investments when suitable, and uses proprietary AI tools solely for internal research and analytical support under human review and sandboxed controls.

Compared with peers in the no-active-advisors category, Vector3’s combination of individualized financial planning and direct portfolio management for individuals is noteworthy given its initial registration and current lack of assets under management. The brochure also highlights that the firm does not act as a private fund adviser (even though it may recommend client investments in private funds), and discloses custody-related practices (limited power of attorney, direct fee debiting, standing letters of authorization) and a policy not to accept proxy voting authority.