Vega Capital Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$115,233,314
Clients
57
Advisors
2
across 2 offices
About
Vega Capital Group provides discretionary investment management primarily to individual clients, including high‑net‑worth investors, and also accepts accounts for entities such as corporations, trusts, and charitable organizations. The firm manages client portfolios through a menu of separately managed strategies—ranging from fixed‑income and ETF‑based equity to balanced and more concentrated equity programs—and tailors portfolios to clients’ stated objectives and guidelines.
The firm’s approach emphasizes risk classification, diversification, and dynamic allocation, using both fundamental and technical analysis to adjust equity exposure and manage sector and market risk. Certain strategies may employ international securities, ETFs, options, margin, and other derivative instruments, and the firm offers designated strategies that are subject to performance‑based compensation for qualified clients.
Notable and uncommon disclosures include an affiliated consulting entity that provides market research and advisory support to a Swiss investment adviser whose clients are non‑U.S. residents, reflecting cross‑border connections and use of international research. It is also atypical for similarly sized supported firms to combine traditional asset‑based management with performance‑based fee arrangements; Vega discloses these arrangements and the associated potential conflicts and safeguards.
Client services
Expertise
Fee options
$0+: 0.25% quarterly (Vega Safety Fixed Income accounts) $0+: 0.5% quarterly (Vega Equity ETF accounts) $0+: 0.375% quarterly (Vega Equity Star, Vega Aggressive Growth and Enhanced Yield, Vega Balanced accounts)
10% of net gains annually for qualified clients (Vega Equity Star and Vega Aggressive Growth and Enhanced Yield strategies)
Account minimum: $500,000 Minimum fee: Minimum fixed fee of $500 per quarter for certain client accounts, negotiable
Main office
See officeSan Francisco CA
Advisors at this office
1
Offices (2)
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Ivan G
Series 65
San Francisco, CA
Vega Capital Group LLC
Ivan Gvardin is a financial advisor at Vega Capital Group LLC with one year of industry experience. He holds a Series 65 designation and has prior work experience at Keller Williams and as a self-employed professional. Outside of finance, Gvardin works as a personal trainer and social media manager. Vega Capital Group provides discretionary investment management primarily to individual clients, including high net worth individuals, as well as corporations, trusts, estates, and charitable organizations. The firm employs a combination of fundamental and technical analysis with dynamic allocation strategies across equities and fixed income to manage market risk.
Leonid P
Series 65
San Francisco, CA
Vega Capital Group LLC
Leonid Pinski is a financial advisor at Vega Capital Group LLC in San Francisco, CA, holding a Series 65 designation with 24 years of industry experience. He has been with Vega Capital Group since 2001. Vega Capital Group provides discretionary investment management primarily to individual clients, including high net worth individuals, as well as corporations, trusts, estates, and charitable organizations. The firm employs investment strategies combining fundamental and technical analysis with dynamic allocation across equities and fixed income, using instruments such as exchange-traded funds, options, and derivatives to manage market risk.
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