Vermillion Wealth Management Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Vermillion Wealth Management provides discretionary asset management, one‑time and ongoing financial planning, and ERISA retirement‑plan advisory services to individuals, high‑net‑worth clients, trusts, estates and institutional accounts. The firm reports approximately $460 million in discretionary assets under management and serves about 706 clients through a five‑advisor team.
Investment decisions are guided by client‑specific investment policy statements and a mix of fundamental, technical and cyclical analysis, with ongoing portfolio monitoring, rebalancing and tax‑loss harvesting. The firm recently added participation in initial public offerings (IPOs) to its stated strategies and documents client objectives and risk tolerance to tailor portfolios.
Vermillion is notable for its ownership links to Vermillion State Bank and Vermillion Insurance Agency—an ownership structure the firm discloses and manages as a potential conflict of interest—and for sponsoring a wrap fee program, a less common arrangement among similar teams. The firm’s client base relative to team size (roughly 706 clients across five advisors) and its bank/insurance affiliations distinguish its operating model from many peers and are addressed in its disclosures and fiduciary procedures.
Client services
Expertise
Fee options
Financial Planning Services flat fee between $1,000 and $5,000; One time planning fee based on complexity and client needs; waiver possible if plan implemented through firm.
$0 - $999,999: 1.00% annually $1,000,000+: 0.75% annually
Ongoing financial planning quarterly fixed fee between $200 and $1,000
Main office
15040 Canada Ave. W
Rosemount MN 55068
Advisors at this office
4
Most active in
Arizona · California · Florida · Minnesota · New Jersey · Texas · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
James P
Series 66
Rosemount, MN
Vermillion Wealth Management Inc.
James Poepl is a financial advisor with Vermillion Wealth Management Inc. in Rosemount, MN, holding a Series 66 designation and 21 years of industry experience. He has worked at Securities America, Inc. and has been involved with Vermillion Wealth Management since 2016. Outside of his advisory role, he owns Vermillion Insurance Agency and serves as a board member, owner, and loan officer at Vermillion State Bank. Vermillion Wealth Management provides fee-based investment management and financial planning services to individuals, trusts, estates, charitable organizations, and qualified retirement plans. The firm manages client portfolios on a discretionary basis using documented investment policy statements and a combination of fundamental, technical, and cyclical analysis, with regular monitoring, rebalancing, and tax-loss harvesting.
Max M
Series 65
Rosemount, MN
Vermillion Wealth Management Inc.
Max Mataya is a Series 65-registered advisor at Vermillion Wealth Management Inc. in Rosemount, MN, with two years of industry experience. His prior work includes roles at Gradient Advisors, Case Central, LLC, and U.S. Bank. Vermillion Wealth Management provides discretionary asset management, financial planning, and ERISA retirement-plan advisory services to individuals, high-net-worth clients, trusts, estates, and institutional accounts. The firm manages approximately $460 million in discretionary assets and employs a multi-strategy investment approach that includes fundamental, technical, and cyclical analysis, along with recent participation in initial public offerings.
Craig D
CFP®, Series 66
Rosemount, MN
Vermillion Wealth Management Inc.
Craig Dock is a CFP® with 20 years of industry experience, currently serving as an advisor at Vermillion Wealth Management Inc. since 2019. His prior experience includes roles at Securities America, Inc., Cetera Investment Services LLC, and Vermillion State Bank. Vermillion Wealth Management provides discretionary asset management and financial planning services to individuals, high-net-worth clients, trusts, estates, and institutional accounts. The firm employs a client-specific investment approach incorporating fundamental, technical, and cyclical analysis, and is notable for its ownership ties to Vermillion State Bank and Vermillion Insurance Agency.
Nicholas F
CFP®, Series 66
Rosemount, MN
Vermillion Wealth Management Inc.
Nicholas Famularo is a CFP® and Series 66-registered financial advisor with seven years of industry experience. He is currently with Vermillion Wealth Management Inc. and has previously worked at firms including Abbey Street, Northwestern Mutual Investment Services LLC, and Morgan Stanley. Vermillion Wealth Management provides fee-based investment management and financial planning services to individuals, trusts, estates, charitable organizations, and qualified retirement plans. The firm manages client portfolios on a discretionary basis using a combination of fundamental, technical, and cyclical analysis, with regular monitoring, rebalancing, and tax-loss harvesting.
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