Veros Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Veros Capital Management is an independent investment adviser that intends to provide continuous portfolio management services to both individual and institutional clients and may serve as a sub‑advisor on accounts of other registered advisers; the brochure notes the firm is currently inactive. It describes its advisory business as centered on managed account strategies delivered through its proprietary product suites rather than standalone financial planning or brokerage services.
The firm’s investment approach is quantitative and model‑driven, relying on proprietary automated eManager predictive-technology models to construct and optimize portfolios across a range of strategies (branded MaxFolios, VeroFolios, SelectFolios and HedgeFolios). These strategies include long‑only and long/short equity approaches, seek to minimize tracking error and downside volatility relative to benchmarks, and emphasize automated trading and dynamic sector rotation.
Noteworthy distinctions relative to many small independent advisers include the availability of performance‑based fee arrangements for eligible or qualified clients and an expressed willingness to manage institutional mandates or serve institutional clients and sub‑advisor roles—features that are uncommon among solo independent firms. The brochure also highlights the firm’s affiliation with a predictive‑technology software parent and its prior operation of private investment funds (now closed), reflecting a technology‑centric and institutional orientation despite the firm’s small size and current inactive status.
Client services
Expertise
Fee options
$0 - $5 million: 0.50% to 2.00% (varies by strategy and performance) $5 million - $10 million: 0.30% to 1.50% (varies by strategy and performance) $10 million - $25 million: 0.20% to 1.25% (varies by strategy and performance) $25 million+: Negotiable
Performance fees of 20% on gains for HedgeFolios; MaxFolios offer performance-based fees above benchmarks only to qualified clients.
Account minimum: $100,000 Fee-only: Annual portfolio management fees tiered by asset level with ranges from 0.50% up to 2.00%, negotiable above $25 million; flat rates vary by Folio product and performance.
Main office
2333 N. Broadway, Suite 350
Santa Ana CA 92706
Advisors at this office
1
Most active in
California
Also doing business as
Veros Asset Management Inc. · Veros Capital Management, Inc. · Veros Financial Solutions, LLC
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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