Vertice Capital Partners, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$5,597,000
Clients
81
Advisors
1
of 1 employees
About
Vertice Capital Partners serves individuals, high‑net‑worth individuals, pension and profit‑sharing plans, and separately managed proprietary accounts with ongoing portfolio management and advisory services, typically billed as a percentage of assets under management. The firm prepares an Investment Policy Statement for each client and provides discretionary portfolio management across mutual funds, ETFs, fixed income, equities and options.
The firm’s investment approach combines quantitative, fundamental, technical and cyclical analysis and employs long‑term, short‑term and options strategies, including covered calls, protective collars, and roll‑yield capture using broad‑based and volatility‑focused ETFs. Accounts are generally managed on a discretionary basis with documented risk tolerances and regular monitoring to align allocations with client objectives.
Distinctive features include acting as investment manager and sponsor of a private pooled vehicle that pursues a mean‑reverting volatility trading strategy and now may allocate to physical metals and direct real estate investments. The firm has also formed a 40% joint venture to develop approximately 70 single‑family townhomes in an opportunity zone (with the firm’s principal investing personal capital and no client funds used), and it may offer side‑letter co‑investment arrangements for clients who elect to participate alongside the principal.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.80% $1,000,001 - $5,000,000: 1.50% $5,000,001 - $10,000,000: 1.25%
Compensation from sale of securities or investment products, including asset-based sales charges or service fees from mutual funds, may be accepted by supervised persons, but commissions are not the primary source of income.
20% performance fee on the Vertice Velocity Fund, LP (hedge fund managed by the firm principal). No performance-based fees on advisory client accounts.
Main office
Cincinnati OH
Advisors at this office
1
Most active in
Ohio
Also doing business as
Cioffi Iii, John J · Vertice Capital Advisors, LLC · Vertice Capital Partners, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)