Vertumnus Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Vertumnus Capital LLC provides investment advisory services to individuals (including high‑net‑worth clients), trusts and estates, retirement plans, and small businesses. The Firm offers ongoing portfolio management on both a discretionary and non‑discretionary basis and provides financial planning services that address cash flow, retirement, tax and estate‑planning concepts.
The Firm’s investment approach is tailored to each client and can include active management, tactical trading, rules‑based models, periodic rebalancing, and the use of options where appropriate. It also works with and may recommend third‑party sub‑advisers or model providers, assisting clients with evaluation and ongoing monitoring of those managers.
Distinctive features in the brochure include the offering of financial planning as either a one‑time fixed‑fee engagement or an ongoing subscription and an explicit program for selecting and overseeing sub‑advisers — items that are less common among firms in this category. The Firm also discloses the use of performance‑based fee arrangements for eligible clients (with hurdle and high‑water‑mark provisions), a stated emphasis on option strategies, and that it does not act as a private fund adviser or provide proxy‑voting services.
Client services
Expertise
Fee options
Financial planning fees typically range from $0 to $5,000 per engagement or per year depending on the structure and scope of services.
$0 - $999,999.99: 1.50% $1,000,000+: 1.25%
20% of net gains for qualified clients, subject to a hurdle rate (Federal funds rate) and a high water mark; calculated monthly.
Ongoing financial planning subscription fees billed monthly, quarterly, or semi-annually, amount varies by agreement.
Main office
231 S. Bemiston Ave, Suite 800
Clayton MO 63105
Advisors at this office
1
Most active in
Missouri
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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