Vestera Wealth LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment advisory and wealth management services to individuals (including high‑net‑worth clients), trusts, businesses, and charitable organizations, and also offers investment consulting. It additionally acts as a sub‑advisor to other registered investment advisors, trust companies, and bank trust departments, and generally manages assets on a discretionary basis with a stated minimum relationship size of $1,000,000.
Portfolios are constructed from ETFs, individual stocks and bonds, and may include mutual funds, structured products, and alternative investments; the firm describes a primarily long‑term orientation while permitting shorter‑term trades for rebalancing or specific client needs. Its stated investment process combines fundamental, technical, cyclical, and charting analyses with Modern Portfolio Theory, and it performs due diligence and ongoing oversight when recommending or using unaffiliated Independent Managers.
What distinguishes the firm from many peers in the investment‑manager category is its explicit emphasis on serving high‑net‑worth individuals while also selecting and supervising other advisers—both recommending Independent Managers and accepting sub‑advisory engagements for outside accounts. The firm is recently organized and relatively small in assets under management, and its brochure notes that the principal holds CFA and CFP professional credentials.
Client services
Expertise
Fee options
Fixed project fee for investment consulting possible
$0 - $2,000,000: 0.75% $2,000,001 - $5,000,000: 0.60% $5,000,001 - $10,000,000: 0.50% $10,000,001 - $20,000,000: 0.40% $20,000,001+: 0.30%
Account minimum: $1,000,000 (may be reduced or waived at Advisor's sole discretion) Minimum fee: $12,000 minimum annual fee Fee-only: Wealth management fees based on tiered schedule plus $12,000 minimum; investment consulting fees up to 0.50% annually with possible $12,000 minimum; sub-advisory fees 0.10% to 0.70% annually
Main office
Peosta IA
Advisors at this office
1
Most active in
Iowa
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)