Vigness Advisory LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Vigness Advisory LLC is an investment manager that offers fee-based portfolio management and financial planning to pooled vehicles, private funds, trusts, estates, and other institutional or entity clients, and may provide services on a discretionary or non-discretionary basis. The firm was recently formed and became state-registered in 2025; as of the brochure date it had no clients or assets under management.
The firm emphasizes a tactical allocation approach intended to manage downside risk and seek performance, using fundamental and cyclical analysis to guide portfolio decisions. It implements those views across a broad set of instruments — including exchange-listed and foreign securities, mutual funds, warrants, options (including uncovered strategies), short sales, margin transactions, and interests in real estate partnerships — and may use cash positions or targeted stock selections for hedging or sector exposure.
Distinctive features include its recent start-up status and that the firm’s principal operates a separate sole proprietorship providing investment research and financial analysis to institutional asset managers (approximately 10% of the principal’s time). The brochure also discloses a willingness to use less-common instruments such as warrants and uncovered options and to receive broker research or soft-dollar benefits, with a Code of Ethics and other policies intended to address related conflicts.
Client services
Expertise
Fee options
Fixed fee for financial planning services, negotiated and billed monthly
2.00% annually
Fee-only: Fixed fee for financial planning services, negotiated and billed monthly based on expected term
Main office
Naperville IL
Advisors at this office
1
Most active in
Illinois
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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