Viking Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Viking Wealth Management LLC is a small independent advisory firm that serves individual investors and qualified plan participants, managing roughly $12.5 million across about 23 client accounts. The firm provides asset management through a sponsored wrap fee program and also offers financial planning and insurance-related services via its licensed insurance activities.
Investment strategies are tailored to each client and draw on fundamental and cyclical analysis across a range of instruments including individual equities and bonds, mutual funds, ETFs, closed‑end funds, REITs, options and SPACs, with clients able to impose investment restrictions. The firm offers both discretionary and non‑discretionary management but reports that a substantial portion of assets are managed on a non‑discretionary basis, so client approval is often obtained before executing trades.
Compared with peers, Viking’s role as a wrap fee program sponsor and its ongoing insurance brokerage activity are uncommon for a single‑advisor independent firm; the firm discloses receiving commission income from insurance sales and maintains procedures to mitigate related conflicts of interest. The advisory is also notable for its small, solo‑practitioner scale and a recent consent order with the Pennsylvania regulator addressing supervisory procedures for inverse and leveraged ETFs, a matter the firm disclosed and resolved.
Client services
Expertise
Occupation focus
Fee options
0.50% to 1.00% annually
Investment Advisor Representative receives commissions from insurance product sales; approximately 10% of Michael Zisa's compensation is from external sources.
Main office
Yardley PA
Advisors at this office
1
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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