A complete list of active advisors currently associated with VIMA, LLC

Warmer can help you find a great advisor at VIMA, LLC or one who fits your needs even better.

VIMA, LLC is a mid‑sized advisory firm that serves predominantly individual and high‑net‑worth clients, providing discretionary and non‑discretionary portfolio management, financial planning, and 401(k) consulting. The firm customizes client portfolios across publicly traded equities, fixed income, mutual funds and ETFs and delivers services pursuant to written advisory agreements with fees charged as a percentage of assets under management. VIMA employs a top‑down, sector‑level screening process to filter securities and may implement covered‑call option writing, use cash positions as hedges, and—if authorized by the client—utilize margin in accounts. Accounts are monitored on an ongoing basis, the firm typically exercises discretionary authority for trading, and financial planning and consulting are provided as part of its investment management relationships. A noteworthy and uncommon aspect of VIMA is that many supervised persons are separately licensed insurance agents who may recommend and receive commissions for fixed insurance products and annuities in their insurance capacity, a practice disclosed by the firm as a potential conflict of interest because such commissions do not offset advisory fees. The firm also offers a fixed‑fee engagement option, provides 401(k) consulting that can be billed without custodial assets, and operates with custodial practices (including client‑directed use of a primary custodian and standing letters of authorization) that clients should consider when assessing service and potential conflicts.

To learn more about the advisors currently working at VIMA, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.