Vindex Capital Management, LLC
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About
Vindex Capital Management, LLC is a state-registered investment adviser that offers investment management and financial planning to individuals, high-net-worth clients, trusts, estates, corporations, other business entities, and charitable organizations. In its initial Form ADV filing the firm reported no assets under management; services include individualized portfolio management for retail clients as well as planning and advisory support for business owners and beneficiaries.
The firm emphasizes an asset-allocation approach supplemented by fundamental and technical analysis, constructing portfolios from equities, fixed income, mutual funds, ETFs and, where appropriate, exposure to digital assets, real assets, and derivative strategies such as options and margin. It describes tax-aware portfolio construction (including asset location and tax-loss harvesting), coordination with tax and legal professionals, and the use of automated custodial rebalancing and tax-management tools; financial planning is generally provided with investment management but can also be delivered on a standalone basis billed hourly or via fixed fees.
A notable feature is the firm’s affiliation with an accounting practice under common ownership that provides tax compliance, bookkeeping and related services and may be engaged separately (clients may be eligible for discounts on those services). The brochure also indicates the firm produces periodic newsletters or educational materials and explicitly does not act as a private fund adviser, while relying on a single integrated custodial platform for execution and operational tools.
Client services
Expertise
Fee options
From $1,000 to $20,000 for standalone financial planning or ongoing financial planning annually
$0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50% or lower, as negotiated
Up to $400 per hour for standalone financial planning
Account minimum: $250,000
Main office
Carlsbad CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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