Vista Cima Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Vista Cima Wealth Management provides discretionary portfolio management, financial planning, and pension consulting to individuals (including high‑net‑worth clients) and to pension and profit‑sharing plans; the firm reports no account minimum and serves about 266 clients. As of December 2025 the firm managed roughly $142 million in client assets and operates with three advisors.
The firm documents client objectives in a written Investment Policy Statement and typically seeks discretionary authority to implement model allocations and execute transactions on clients’ behalf. Its investment process combines fundamental, quantitative, modern portfolio theory, technical/charting and cyclical analysis and employs both long‑term and short‑term trading across mutual funds, ETFs (including precious‑metals ETFs), REITs, fixed income and non‑U.S. securities.
Operationally, Vista Cima requires clients to custody assets at Schwab Institutional and discloses access to Schwab’s institutional trading, custody and research services; the brochure also notes the firm may receive research or other “soft dollar” benefits from custodians, which it identifies as a potential source of conflicts. The firm does not use third‑party sub‑advisers or participate in wrap fee programs, offers pension consulting that can include recommending money managers, and relies on custodian‑provided account statements rather than issuing separate written reports.
Client services
Expertise
Fee options
$50 to $3,000 fixed fee for financial planning
$1 - $249,000: 2.50% $250,000 - $499,999: 2.00% $500,000 - $999,999: 1.75% $1,000,000 - $1,999,999: 1.50% $2,000,000 - and up: 1.25%
Main office
Surprise AZ
Advisors at this office
3
Most active in
Arizona · Texas
Also doing business as
Cima Capital LLC · Cima Capital Wealth Management · Vista Cima Wealth Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Brandon K
Series 66
Surprise, AZ
Vista Cima Wealth Management LLC
Brandon Klippel is a financial advisor at Vista Cima Wealth Management LLC with 17 years of industry experience. He holds a Series 66 designation and has worked at Edward Jones, Wells Fargo Advisors, and Cima Capital Wealth Management. Outside of his advisory role, he is a co-author and coach through Mindset Leadership Group LLC, where he works with professionals across various industries. Vista Cima Wealth Management provides discretionary portfolio management, financial planning, and pension consulting to individuals and pension plans. The firm serves a diverse client base using a comprehensive investment approach that blends fundamental, quantitative, technical, and cyclical analysis.
Preston R
Series 65
Surprise, AZ
Vista Cima Wealth Management LLC
Preston Rhoades is a financial advisor at Vista Cima Wealth Management LLC with four years of industry experience. He holds a Series 65 designation and has previously worked at C.A.R.E. Pharmacy LLC and CVS/pharmacy. Vista Cima Wealth Management provides discretionary portfolio management, financial planning, and pension consulting primarily for individual and high-net-worth clients. The firm combines technical analysis and short-term trading with quantitative models and modern portfolio theory, utilizing a diverse range of investment vehicles including mutual funds, equities, fixed income, REITs, ETFs, and non-U.S. securities.
Joel Z
Series 66
Surprise, AZ
Vista Cima Wealth Management LLC
Joel Zerbe is a financial advisor at Vista Cima Wealth Management LLC with 12 years of industry experience. He holds the Series 66 designation and previously worked at Edward Jones from 2013 to 2020 before joining Cima Capital Wealth Management in 2020. Vista Cima Wealth Management provides discretionary portfolio management, financial planning, and pension consulting primarily for individual and high-net-worth clients, as well as pension and profit-sharing plans. The firm employs a combination of technical analysis, quantitative models, and modern portfolio theory, utilizing a diverse range of investment vehicles including equities, fixed income, and precious-metal ETFs.
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