Denver, CO Office

Vista Finance, LLC provides investment advisory and financial planning services to individuals and high-net-worth clients, as well as trusts, estates, retirement plan sponsors, and business entities. The firm offers portfolio management (including a sponsored wrap fee program), financial planning and consulting, retirement plan consulting, and portfolio monitoring.

The firm combines multiple methods of analysis — including fundamental, quantitative, technical, sector and cyclical analysis — and uses asset-allocation approaches such as strategic, dynamic, tactical, and core-satellite allocation. Vista manages discretionary wrap accounts and may incorporate alternatives and structured products, cryptocurrencies, private equity, options and margin borrowing in client accounts, and it may manage held-away assets through third-party platforms such as Pontera while using custodians including Fidelity and Interactive Brokers.

Vista’s business structure includes several less-common affiliations for a team adviser: ownership interests in an affiliated insurance agency and a registered-agent services business, and a special purpose holding company formed in connection with creating an affiliated bank (Ventura National Bank & Trust). The firm also acts as a private fund adviser and fund sponsor/syndicator and discloses commissionable securities activity by representatives (registered with a broker-dealer), which the brochure identifies as sources of potential conflicts of interest.