Vista Financial Services LLC

Vista Financial Services provides ongoing discretionary portfolio management and related advisory services to individual and high-net-worth clients, documenting each engagement with a written Investment Policy Statement that outlines objectives, risk tolerance and time horizon. The firm generally focuses on equities, bonds, fixed income, ETFs and government securities while offering regular portfolio monitoring and implementation services.

The firm’s investment process combines fundamental, technical and cyclical analysis and employs both long‑term and short‑term trading techniques. It also uses higher‑risk trading strategies — including short sales, margin transactions and options writing — and conducts at least weekly reviews of client accounts by the firm’s management.

Distinctive features include managing approximately $19.9 million across about 35 client accounts while maintaining no stated account minimum and recommending Interactive Brokers as its primary custodian. The brochure also discloses that representatives may trade personal accounts in securities that overlap with client holdings and that the firm documents such transactions and gives client trades priority when timing overlaps occur.