VIVCAP LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$27,251,200
Clients
52
Advisors
1
of 1 employees
About
VIVCAP LLC is a state-registered independent advisory firm that provides discretionary and non-discretionary asset management to individuals, high‑net‑worth individuals, and small businesses, managing roughly $28 million across about 50 clients with a single registered advisor. The firm documents client goals and tailors investment strategies to each client’s objectives, and it conducts quarterly account reviews and ongoing portfolio monitoring.
VIVCAP’s investment process combines fundamental and technical analysis with a primary focus on long‑term growth while permitting short‑term positions when appropriate; portfolios are typically equity‑focused and may include ADRs for foreign exposure, ETFs, and the use of margin when elected by clients. The firm recommends Interactive Brokers for execution, acknowledges concentrated (non‑diversified) portfolio risk and other market risks in its disclosures, and states it holds cash at times rather than actively managing money market investments.
Compared with many solo independent advisers, VIVCAP reports serving business development company clients and a significant non‑U.S. client base—features that are uncommon for peers—and it conducts public educational seminars and workshops at no charge, with the brochure noting these sessions are strictly educational. The sole owner and chief compliance officer maintains an outside software business (Softoholic Systems) and performs all supervision and advisory functions for the firm, and the firm generally does not vote client proxies unless clients request assistance.
Client services
Expertise
Fee options
0.8% annually, charged quarterly at 0.2%
Account minimum: $250,000
Main office
Cumming GA
Advisors at this office
1
Most active in
Georgia · New Jersey · Ohio · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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