Volpe Investments LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Volpe Investments LLC provides ongoing portfolio management and standalone financial planning to individuals, high‑net‑worth clients, trusts, and corporations or business entities. The firm prepares an investment policy statement or client profile for each engagement and advises across a range of securities including mutual funds, equities, fixed income, ETFs, non‑U.S. securities, annuities, private placements and venture capital funds.
The firm applies a multi‑disciplinary investment process that includes charting, cyclical, fundamental, quantitative and technical analysis and modern portfolio theory, and it implements both long‑term and shorter‑term trading strategies. Investment decisions can be made on a discretionary or non‑discretionary basis, risk tolerances are documented in written investment policy statements, and accounts are monitored regularly with custody and trade execution routed through a specified institutional custodian.
A few aspects of the firm’s profile are distinctive for a single‑advisor independent firm: the brochure reports no assets under management and no client accounts as of the latest calculation, and the practice explicitly includes corporations/business entities as clients. The firm also documents use of more complex trading techniques (short sales, margin, options) and access to institutional custodial services and soft‑dollar research arrangements, which distinguish its operational and investment scope from many small peers.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Private / alternative investments
Annuities
Fee options
Fixed financial planning fees negotiated between $3,000 and $15,000
$0 - $250,000: 1.35% $250,001 - $500,000: 1.30% $500,001 - $1,000,000: 1.20% $1,000,001 - $2,500,000: 1.00% $2,500,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.60% $10,000,001+: 0.50%
Main office location
Volpe Investments LLC
23 North Avenue East,, Suite 1
Cranford NJ 07016, United States
Number of offices
1
Most active in
Volpe Investments LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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