Von Kohorn Research & Advisory, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Von Kohorn Research & Advisory, Inc. provides discretionary, individually managed portfolio services to individual and high‑net‑worth clients, tailoring strategies to each accountholder’s objectives and restrictions. Services cover a broad universe of instruments, including publicly and privately traded equities and debt, loans and other credit instruments.
The firm seeks to maximize total return and combines fundamental, technical and charting analysis with cyclical theories to guide investment decisions. It routinely employs leverage, short positions, hedging and a range of derivatives — including swaps and credit‑default instruments — and executes most trading on a discretionary basis.
The brochure discloses several past regulatory consent orders and fines and notes the prior operation and subsequent wind‑down of private funds, which are material disclosure events for prospective clients to consider. It is also uncommon for a firm of this size to both charge performance‑based fees to qualified clients and to use derivatives in separately managed accounts, giving rise to additional incentive and counterparty‑risk considerations.
Client services
Expertise
Fee options
1% annually (1/12 of 1% per month)
Performance-based fees charged to qualified clients, additional fee on assets under management (amounts not specified)
Main office
2 Highmeadow
Norwalk CT 06854
Advisors at this office
1
Most active in
Connecticut
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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