W.A. Griffin Financial Services Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$12,900,000
Clients
59
Advisors
1
of 1 employees
About
W.A. Griffin Financial Services Inc. provides discretionary asset management and related financial planning to individuals and high‑net‑worth clients and, unusually for firms of this size, also serves corporate and business clients. The firm manages about $13 million in discretionary assets and complements investment services with access to insurance and annuity products offered by its advisor in an insurance capacity.
Investment programs are tailored to each client’s goals, time horizon and risk tolerance, with clients able to impose investment restrictions and cash treated as an asset class. The firm employs a mix of methods — including fundamental and technical analysis, Modern Portfolio Theory, quantitative and cyclical analysis — and may implement long‑ and short‑term positions, option writing and margin strategies; accounts are reviewed at least quarterly with attention to allocation, rebalancing and tax‑loss harvesting.
Noteworthy differences from many peers include the firm’s acceptance of corporate/business clients and its small scale of operations (roughly 59 clients). The firm uses Charles Schwab Advisor Services for custody and Lincoln Financial Group for annuities, discloses receipt of commissions for insurance products, and does not vote client proxies (clients receive and vote their own proxy materials).
Client services
Expertise
Fee options
2.00% annually Flat Rate
Commission from insurance product sales as licensed insurance agent
Main office
517 Green Street, Unit B
Gainesville GA 30501
Advisors at this office
1
Most active in
Florida · Georgia · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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