A complete list of active advisors currently associated with W. Swartz & Co., LLC

Warmer can help you find a great advisor at W. Swartz & Co., LLC or one who fits your needs even better.

W. Swartz & Co., LLC provides discretionary and non‑discretionary portfolio management, investment counseling, and consultative financial planning to individuals, high‑net‑worth clients, and business entities. The firm manages approximately $38.8 million in client assets and develops individualized asset allocation models through client interviews and ongoing relationship management. Investment decisions are guided primarily by fundamental analysis and a long‑term purchase orientation, with the adviser using third‑party research and computer models as part of its security selection process. Accounts are customized to client‑imposed restrictions, reviewed on a weekly basis by the firm’s principal, and supported by quarterly market update conference calls and at least annual client meetings. A noteworthy feature of the firm is that its representatives may also be licensed insurance agents and may recommend commission‑based insurance products in addition to advisory services; the brochure discloses this potential conflict and describes policies to mitigate it and informs clients of their choice to purchase insurance elsewhere. The firm also reports it does not accept soft‑dollar arrangements, does not sponsor a wrap program, and forwards proxy materials to clients for voting rather than voting proxies on their behalf.

To learn more about the advisors currently working at W. Swartz & Co., LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.