A complete list of active advisors currently associated with W. Swartz & Co., LLC

Warmer can help you find a great advisor at W. Swartz & Co., LLC or one who fits your needs even better.

W. Swartz & Co., LLC provides discretionary and non‑discretionary portfolio management and individualized investment planning to individuals — including high‑net‑worth clients — and business entities, and it offers consultative financial planning that the brochure describes as unpaid and separate from formal management agreements. Clients may impose written restrictions on investments, and the firm indicates account minimums can be waived at its discretion. The firm constructs customized asset‑allocation models for each client and implements them primarily through fundamental analysis and a long‑term purchase approach, using equities, ETFs, bonds, mutual funds and other securities. Ongoing oversight includes weekly portfolio reviews by the firm’s principal, quarterly market‑update conference calls for clients, and attempts to meet clients at least annually. What is noteworthy about the firm is that its representatives may also be licensed insurance agents who recommend insurance products and receive commissions; the brochure discloses this affiliation as a potential conflict of interest and describes internal policies and disclosures intended to mitigate it. The firm also highlights that it does not sponsor a wrap program, does not use soft‑dollar arrangements, and does not vote client proxies.

To learn more about the advisors currently working at W. Swartz & Co., LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.